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HKMA to include risk management and compliance controls in ECF

HKMA Asian Private Banker
The Hong Kong Monetary Authority

Hong Kong’s regulatory body, the Hong Kong Monetary Authority (HKMA), is set to intensify its focus on key issues facing private banks, including risk management and compliance controls, by adding them to its enhanced competency framework (ECF) for private wealth management practitioners, Asian Private Banker can reveal. “ECF on retail wealth management, as well as risk management, compliance and internal controls, which are also…

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