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HKMA and SFC: sending mixed messages?

Hong Kong’s two financial watchdogs, the Hong Kong Monetary Authority (HKMA) and the Security and Futures Commission (SFC), may have the industry’s best interests at heart, but over the past month, the two regulators have been sending out a series of mixed signals to institutions about how best to approach due diligence and client risk profiling Typically, SFC is responsible…

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