LCs must promptly report major operational changes caused by COVID-19: SFC

15 April 2020 | 4 minutes read

The Hong Kong Securities and Futures Commission (SFC) expects PBs to notify it immediately when a member of staff has been confirmed to be infected by COVID-19 — if such infection may affect operations. This is one of the changes the SFC has announced in response to the evolving COVID-19 pandemic. In a set of FAQs on licensing related matters…

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