May Regulatory Round-up: HK regulators bring clarity, competition to PB industry

1 June 2018 | 3 minutes read

This May was marked by waves of rule amendments, from the Securities and Futures Commission (SFC), in addition to a recent update on virtual bank guidelines. Over the past few weeks, the SFC has broadened the scope of the professional investor (PI) qualification and provided more clarity on fee disclosure requirements for discretionary accounts. The regulator also published a circular demanding intermediaries…

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