Over-regulation results in cumbersome processes when offering advice

1 June 2015 | 2 minutes read

The boundary between what constitutes client-directed investing and what does not has become increasingly blurred for relationship managers at private banks, much to the concern of Hong Kong regulators. Strict compliance and regulatory frameworks dictate that relationship managers must differentiate whether their investments are client-directed or not. One head of advisory tells this publication that this has become cumbersome for…

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