Regulations
Latest News - Page 17
HK regulators urge Mainland FIs to review risky financial arrangements
PBs must look beyond awareness campaigns to achieve proper banking culture: Synpulse
Jurisdictional data protection rules may lead to conflicting requirements for PBs
ASIC’s ‘litigation first’ approach sees investigation numbers double
Interest in mid-shore hubs accelerates as economic substance requirement looms
China Regulatory Round-up: Reforms impact HNW client product preference
Proactively sharing information prevents ‘rolling bad apples’: J.P. Morgan
Nomura and J.P. Morgan receive green light to set up majority-controlled securities JVs in China
SFC’s latest statement on STOs is a “step in the right direction”: FTAHK
Banks face challenge of strengthening “tone from the middle”: MAS
WM services in the offing for Hong Kong’s new virtual banks
70% of APAC banking executives are not ready for changing regulations: Asia Risk and Oracle
GFMA: Data localisation restricts provision of financial services
SFC’s updated FAQs limit scope of new suitability rules
Inaugural MAS Enforcement Report: 1MDB investigation continues
SFC extends deadline for revised suitability rules
Establishing FOs in haste can result in misaligned expectations: Lombard Odier
NPC to pass law simplifying foreign-related investments
SFC considers PWMA’s suggestion to extend suitability rules deadline
Revised accredited investor regime requires PBs make “substantial changes”
FATF guidance improves outlook for virtual asset market
February Regulatory Round-up: Australia’s Banking Royal Commission draws to a close, Deadline for SFC’s suitability rules looms, MAS launches fintech guidance
Philippines tax amnesty has limited impact on HNWIs
Chinese regulator issues new AML/CTF rules as FATF concludes evaluation
PBs worry SFC’s new suitability rules will “kill” execution-only business
Australian wealth managers turn to mass affluent clients following Royal Commission
Chinese regulator approves ICBC’s application to set up WM subsidiary
HK regulators urge Mainland FIs to review risky financial arrangements
PBs must look beyond awareness campaigns to achieve proper banking culture: Synpulse
Jurisdictional data protection rules may lead to conflicting requirements for PBs
ASIC’s ‘litigation first’ approach sees investigation numbers double
Interest in mid-shore hubs accelerates as economic substance requirement looms
China Regulatory Round-up: Reforms impact HNW client product preference
Proactively sharing information prevents ‘rolling bad apples’: J.P. Morgan
Nomura and J.P. Morgan receive green light to set up majority-controlled securities JVs in China
SFC’s latest statement on STOs is a “step in the right direction”: FTAHK
Banks face challenge of strengthening “tone from the middle”: MAS
WM services in the offing for Hong Kong’s new virtual banks
70% of APAC banking executives are not ready for changing regulations: Asia Risk and Oracle
GFMA: Data localisation restricts provision of financial services
SFC’s updated FAQs limit scope of new suitability rules
Inaugural MAS Enforcement Report: 1MDB investigation continues
SFC extends deadline for revised suitability rules
Establishing FOs in haste can result in misaligned expectations: Lombard Odier
NPC to pass law simplifying foreign-related investments
SFC considers PWMA’s suggestion to extend suitability rules deadline
Revised accredited investor regime requires PBs make “substantial changes”
FATF guidance improves outlook for virtual asset market
February Regulatory Round-up: Australia’s Banking Royal Commission draws to a close, Deadline for SFC’s suitability rules looms, MAS launches fintech guidance
Philippines tax amnesty has limited impact on HNWIs
Chinese regulator issues new AML/CTF rules as FATF concludes evaluation
PBs worry SFC’s new suitability rules will “kill” execution-only business
Australian wealth managers turn to mass affluent clients following Royal Commission