Tag: Hong Kong
ICAC charges former StandChart (China) PB head for accepting bribe
BoS ruling shows courts are finally taking SFC regulations seriously: lawyer
Bank of Singapore appoints new Hong Kong COO
HKMA sets disclosure standards for transaction of non-SFO regulated products
Who said what? AML in 2017
Hong Kong, Singapore regulators sign 12 fintech collaboration agreements in 2017
2017’s key regulatory enforcements
DBS hires from ANZ for Hong Kong WM head role
UBS WM rejigs senior management in Hong Kong
Huatai Financial set to ramp up Hong Kong PWM business armed with RMB 3 billion budget
Credit Suisse PB constructive on HK, China equities despite short-term sell off
Financial regulators aligned on need for greater disclosure following data leaks
Robos may need to report regularly to regs due to suitability requirements
UBS WM to add another floor to Kowloon office in 2018
DBS Private Bank’s iWealth goes live in HK following upgrades
HKMA offers meeting sessions to tech companies and banks for fintech supervision
HSBC PB case will lead to greater emphasis on multiple complaints
HK regulators confront conflicts of interest when selling in-house products
OCBC completes NAB’s private wealth acquisition on time
OCBC expected to complete acquisition of NAB’s HK private wealth business today
Chinese clients’ increasingly sophisticated needs is reflected in private banking job market, said recruiter
Bank of Singapore goes live in HK with client-facing app
Decision to scrap AML requirements driven by compliance burden: Accuity
HSBC’s HK private banking business drives Q3 NNM flows, revenue growth
For impact investing to “go mainstream”, private banks should target returns-focused clients
HK watchdogs issue cybersecurity requirements for internet trading
Asia now has more billionaires than the US
HK’s fintech association inks agreements with Singapore, Switzerland and Taiwan
HKMA’s fintech programme “gold standard”, says former US commissioner
Hong Kong revises capital, liquidity rules for implementation of Basel III standards
Julius Baer launches DPM booking centre in Hong Kong
Hong Kong a step closer to entering multilateral tax transparency network
HK-based financial group buys Raiffeisen Privatbank Liechtenstein for CHF 58.6 million
Compliance professionals steer clear of leadership roles in Hong Kong
Julius Baer: Millennial spending habits will change the investment landscape
HK signs CRS agreement with Switzerland, plans afoot to enter multilateral network
With multiple regulators, Hong Kong faces challenges in developing shared KYC utility
SFC aims to encourage “early cooperation” with enforcement actions through new guidelines
HK and SG the “biggest part” of global tech project One WMP, says UBS WM’s Dirk Klee
Hong Kong regulators scrap address verification requirements in AML guidelines
HKMA investigating eight banks for AML breaches
China to account for half of DBS Private Bank’s North Asia business by 2020
Chinese wealth managers in HK will play by the same rules, says SFC’s Alder
Confidence in fixed income rises in Asia, local bonds favoured
September Regulatory Round-up: China’s ICO ban may benefit HK and SG; SFC “shifts focus” to corporate governance
SFC launches regulatory sandbox to promote fintech development