SFC lists intermediary misconduct and money laundering as enforcement priorities in 2018

27 February 2018 | 3 minutes read

The Securities and Futures Commission (SFC), which yesterday published its latest issue of ‘Enforcement Reporter’, will focus on intermediary misconduct, money laundering and mis-selling as enforcement priorities for 2018. “Intermediary misconduct is always on our radar and we adopt a holistic enforcement approach, focusing on failings which pose systemic risks,” the regulator stated in the report, which also outlined recent…

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