ASIC has permanently banned a former Commonwealth Financial Planning (CFPL) financial planner from providing any financial services after it found he forged client signatures and failed to comply with financial services laws. Ricky David Gillespie was a senior financial planner for CFPL between 2006 and 2009. An ASIC investigation found that during 2008 and 2009, Gillespie forged clients’ signatures on documents such as a…
Commonwealth’s senior financial planner banned for forging signatures
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