Text size

May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance

Over the course of May, Asian Private Banker reached out to banks and consultants who are increasingly preoccupied with diverging cross-border regulations, demanding misconduct reports, and an ever-increasing need to improve banking culture and conduct. Ashley Alder, CEO of the Securities and Futures Commission (SFC) and the chairman of the Board of the International Organisation of Securities Commissions (IOSCO), said inconsistent…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]