Tag: Ashley Alder
SFC grant scheme entices OFCs and REITs to set up in Hong Kong
Hong Kong SFC issues over 30 restriction notices to deter social media ramp-and-dump schemes
OSL obtains first SFC licence for virtual asset trading platform
SFC proposes risk-based AML rules to align with FATF comments
SFC removes all investment restrictions for private OFC funds
SFC, CSRC approve two ETFs cross-listings
AUM of Hong Kong PBs, private WMs up 19% in 2019, topping HK$9 trillion: SFC
July Regulatory Round-up: HKMA reassures market on NSL, eases compliance measures; MAS proposes omnibus act to address financial risks
SFC reassures NSL won’t affect hedging and short selling in Hong Kong
May Regulatory Round-up: Regulators come to the defence of Hong Kong; HKMA reviews incentive structures; Increased demand for fully remote onboarding
SFC “delighted” that its CEO will stay for another three years
SFC and HKMA join hands to establish green finance steering group
UBS slapped with US$51m fine, condemns spread manipulators
Fewer breaches observed during on-site inspections: SFC
Market fragmentation is key concern amongst global regulators: ASIFMA
SFC receives “largely supportive” response for its “front-loaded” approach: Ashley Alder
SFC and FCA sign MRF deal
SFC launches green finance strategic framework
SFC exploring B2B fund exchange platform to broaden distribution chain
SFC appoints veteran tax accountant as new chairman
SFC signs fintech cooperation agreement with Switzerland
MiFID II on the menu at recent EU-APAC reg forum in HK
Singapore, China regulators eye derivatives info exchange cooperation
Chinese wealth managers in HK will play by the same rules, says SFC’s Alder
SFC launches regulatory sandbox to promote fintech development
Hong Kong signs fintech agreement with Malaysia
Changes to financial resources rules will bring HK “in line” with international standards, says SFC
HK’s private wealth management sector grew by 9% last year, says SFC
Hong Kong signs agreement with France for mutual recognition of funds
Consultations on the suitability obligations of online platforms coming soon, says SFC’s Alder
SFC’s Alders gets another three-year term
SFC’s Alder looks to expand funds distribution channels
SFC names new executive director of investment products
SFC unearths dubious selling practices, promises continued supervision and inspection
SFC appoints chairman and non-executive director, incumbent chairman Fong’s term ends
SFC re-appoints top watchdogs to three-year term
SFC to enhance internet trading regulations to keep abreast with latest technology
