Tag: Compliance
Bank of Singapore deploys agentic AI for faster source of wealth checks
MAS will not tighten wealth industry’s AML requirements further
“You can’t say it’s too hard”: Small EAMs face giant compliance challenge
The evolution of compliance with Jon Yeo, Maybank’s head of group WM compliance
Regtech has evolved from a buzzword to a necessity for compliance officers: FTAHK
PBs now much more prudent, well-equipped in face of economic downturn: Kroll
Back and middle office contracting on the rise in banks
Successful banks maintain “fairly compliant” compliance teams: Kroll
Asia compliance staff gain power as regulatory burden bites
Wealth managers in Asia most likely to work with regtech vendors
Needless “de-risking” might increase AML risk, said global advisory firm
“Severe shortage” of RMs in Hong Kong and Singapore as Chinese banks wade in
Compliance professionals steer clear of leadership roles in Hong Kong
Trades executable per day have “plummeted by two thirds” in Asia
In Demand: August’s hiring trends
HKMA investigating reports that funds laundered through CBA ended up in Hong Kong
June Regulatory Round-up: New suitability requirements in HK; AEOI networks expanded; spotlight on fintech
AML officers in Hong Kong say they are “highly stressed” amid regulatory clampdown
SFC wants to see more regtech solutions in Hong Kong
Compliance hiring spree dies down at HK’s financial institutions, says recruiter
Transaction monitoring may be ripe for automation, but no machine will beat the client “smell test”
Compliance deadline nears for US taxpayers in HK
Taiwan opens AML office ahead of regional task force evaluation
Expect a private banking hiring slowdown in 2017
Private banks’ AML budgets unchanged despite Panama Papers, 1MDB shocks
Tech and talent key to tackling AML threat
Rising compliance costs eat into RM bonuses
Less than 10% of PB tech budgets dedicated to AML, risk management, despite rising risks
BSI Singapore, 1MDB debacle raises questions over AML officer effectiveness
How wealth managers conquer new market segments with digital onboarding
