
Tag: Compliance


Regtech has evolved from a buzzword to a necessity for compliance officers: FTAHK

PBs now much more prudent, well-equipped in face of economic downturn: Kroll

Back and middle office contracting on the rise in banks

Successful banks maintain “fairly compliant” compliance teams: Kroll

Asia compliance staff gain power as regulatory burden bites

Wealth managers in Asia most likely to work with regtech vendors

Needless “de-risking” might increase AML risk, said global advisory firm

“Severe shortage” of RMs in Hong Kong and Singapore as Chinese banks wade in

Compliance professionals steer clear of leadership roles in Hong Kong
Trades executable per day have “plummeted by two thirds” in Asia

In Demand: August’s hiring trends

HKMA investigating reports that funds laundered through CBA ended up in Hong Kong

June Regulatory Round-up: New suitability requirements in HK; AEOI networks expanded; spotlight on fintech

AML officers in Hong Kong say they are “highly stressed” amid regulatory clampdown

SFC wants to see more regtech solutions in Hong Kong

Compliance hiring spree dies down at HK’s financial institutions, says recruiter

Transaction monitoring may be ripe for automation, but no machine will beat the client “smell test”

Compliance deadline nears for US taxpayers in HK

Taiwan opens AML office ahead of regional task force evaluation

Expect a private banking hiring slowdown in 2017

Private banks’ AML budgets unchanged despite Panama Papers, 1MDB shocks

Tech and talent key to tackling AML threat

Rising compliance costs eat into RM bonuses

Less than 10% of PB tech budgets dedicated to AML, risk management, despite rising risks

BSI Singapore, 1MDB debacle raises questions over AML officer effectiveness

How wealth managers conquer new market segments with digital onboarding
