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Home » Helen Fok

Tag Archives: Helen Fok

  • Private Wealth
  • Regulations

SFC reminds intermediaries to act in the best interests of clients when trading highly volatile securities

10 February 2021
  • Private Wealth
  • Regulations

PBs should prepare for stronger regulatory emphasis on compliance in 2021

14 January 2021
  • People
  • Private Wealth

Banks grapple with employment issues in COVID-19 crisis

25 February 2020
  • Private Wealth
  • Regulations

Private banking regulatory checklist 2020

22 January 2020
  • Private Wealth
  • Regulations

China lifts quota on QFII and RQFII schemes at an “interesting” time

11 September 2019
  • Private Wealth
  • Regulations

HKMA guidance on loss-absorption products relaxes rules, stirs uncertainty

16 July 2019
  • Investments
  • Private Wealth

New FAQs on HK suitability requirements a “positive development” for private banks

18 June 2019
  • Funds
  • Private Wealth

2019 regulatory outlook: What’s in store for Asia’s private banks?

17 January 2019
  • Private Wealth
  • Regulations

New offline suitability rules in Hong Kong may limit investor choice

5 November 2018
 
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