Tag Archives: regulations

27 August 2021 |

Regulations

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August Regulatory Round-up: SFC fines UBS over multiple reg breaches; HK and SG regulators promote use of AML regtech; China strikes balance between inclusive growth and foreign investment

20 August 2021 |

Industry

Regulations

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China regulators strike balance between promoting inclusive growth and attracting foreign investment

17 August 2021 |

Regulations

Hong Kong SFC steps up investigations and enforcement in 2Q21

13 April 2021 |

Regulations

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March Regulatory Round-up

6 November 2020 |

RegTech

Regulations

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October Regulatory Round-up: US sanctions’ vague definition leaves FIs with less space to comply; HK confident of acting as a conduit to China’s wealth; FSB: Multilingual environment is challenging for tech tools