Regulations
Latest News - Page 4
AMC suitability needs to be assessed on a “case by case” basis: Simmons & Simmons
September Regulatory Round-up: Banks warned on liquidity risks; China removes quota control on two schemes
Fund liquidity risk management is key amid increasing volatility: SFC
July Regulatory Round-up: SFC notes 2% drop in 2018 PWM AUM; HKMA guidance on loss-absorption products stirs uncertainty; China encourages foreign participation in onshore financial industry
Regulatory differences emerge between Hong Kong, EU suitability rules
June Regulatory Round-up: New FAQs on suitability requirements; SFC fines Credit Suisse for disclosure misconduct; FATF releases HK AML evaluation
May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance
SFC inks MoU with the Netherlands on mutual recognition of funds
April Regulatory Round-up: APAC regulators maintain AML focus; bank culture requires practical enforcement; concerns over conflicting cross-border regulations
China Regulatory Round-up: Reforms impact HNW client product preference
FATF guidance improves outlook for virtual asset market
February Regulatory Round-up: Australia’s Banking Royal Commission draws to a close, Deadline for SFC’s suitability rules looms, MAS launches fintech guidance
2019 regulatory outlook: What’s in store for Asia’s private banks?
MRF lays “good foundation” for recognition of UK-domiciled funds amid Brexit: SFC
SFC signs MoU with Luxembourg on mutual recognition of funds
Key regulatory trends in 2018
Final Word 2018: CEOs review the region’s regulators
Final Word 2018: CEOs share their thoughts on how to deal with increased regulatory stringency, compliance costs
November Regulatory Round-up: New tax initiatives in China and Malaysia; SFC implements FMCC; regulators introduce several fintech rules
Revised FMCC rules may squeeze out smaller fund managers
October Regulatory Round-up: Regulators play fintech balancing act
New fund structures pave way for European FOs to set up in Asia
September Regulatory Round-up: MAS lists enforcement priorities; PWMA suggests PWM codes for HK; online suitability a “huge challenge”
August Regulatory Round-up: Rulings on GFC mis-selling claims released; increasing compliance can be risky
July Regulatory Round-up: OFC structure launches in Hong Kong; AML remains focus of compliance
SFC implements open-ended fund company structure
More fund houses introduce retrocession-free share classes as regulations tighten
AMC suitability needs to be assessed on a “case by case” basis: Simmons & Simmons
September Regulatory Round-up: Banks warned on liquidity risks; China removes quota control on two schemes
Fund liquidity risk management is key amid increasing volatility: SFC
July Regulatory Round-up: SFC notes 2% drop in 2018 PWM AUM; HKMA guidance on loss-absorption products stirs uncertainty; China encourages foreign participation in onshore financial industry
Regulatory differences emerge between Hong Kong, EU suitability rules
June Regulatory Round-up: New FAQs on suitability requirements; SFC fines Credit Suisse for disclosure misconduct; FATF releases HK AML evaluation
May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance
SFC inks MoU with the Netherlands on mutual recognition of funds
April Regulatory Round-up: APAC regulators maintain AML focus; bank culture requires practical enforcement; concerns over conflicting cross-border regulations
China Regulatory Round-up: Reforms impact HNW client product preference
FATF guidance improves outlook for virtual asset market
February Regulatory Round-up: Australia’s Banking Royal Commission draws to a close, Deadline for SFC’s suitability rules looms, MAS launches fintech guidance
2019 regulatory outlook: What’s in store for Asia’s private banks?
MRF lays “good foundation” for recognition of UK-domiciled funds amid Brexit: SFC
SFC signs MoU with Luxembourg on mutual recognition of funds
Key regulatory trends in 2018
Final Word 2018: CEOs review the region’s regulators
Final Word 2018: CEOs share their thoughts on how to deal with increased regulatory stringency, compliance costs
November Regulatory Round-up: New tax initiatives in China and Malaysia; SFC implements FMCC; regulators introduce several fintech rules
Revised FMCC rules may squeeze out smaller fund managers
October Regulatory Round-up: Regulators play fintech balancing act
New fund structures pave way for European FOs to set up in Asia
September Regulatory Round-up: MAS lists enforcement priorities; PWMA suggests PWM codes for HK; online suitability a “huge challenge”
August Regulatory Round-up: Rulings on GFC mis-selling claims released; increasing compliance can be risky
July Regulatory Round-up: OFC structure launches in Hong Kong; AML remains focus of compliance
SFC implements open-ended fund company structure
