ASIC has banned a financial services advisor from providing financial services for a period of five years for failing to comply with numerous Australian financial services laws. ASIC’s investigation found that, between 1 January 2006 and 31 March 2011, Janeece Norma Giraldo engaged in misleading and deceptive conduct. She failed to determine the personal circumstances of her clients when giving…
Australian financial advisor banned for five years
Have a confidential tip? Get in touch [email protected]


