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Number of SFC investigations declines as regulator “shifts focus” to corporate governance


Hong Kong’s Securities and Futures Commission (SFC) is undertaking fewer investigations each quarter – a trend that could signify that the regulator is increasing its focus on large cases involving breaches of corporate governance, a lawyer says. “From the declining number of cases enforced by the SFC, we foresee major enforcements coming up next year, instead of announcing numerous granular…

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