Hong Kong’s Securities and Futures Commission (SFC) is undertaking fewer investigations each quarter – a trend that could signify that the regulator is increasing its focus on large cases involving breaches of corporate governance, a lawyer says. “From the declining number of cases enforced by the SFC, we foresee major enforcements coming up next year, instead of announcing numerous granular…
Number of SFC investigations declines as regulator “shifts focus” to corporate governance
20 September 2017

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