Regulations
Latest News - Page 26
Financial regulators aligned on need for greater disclosure following data leaks
US corporate tax cut incentivises Asian HNWIs to invest through companies
MiFID II on the menu at recent EU-APAC reg forum in HK
Robos may need to report regularly to regs due to suitability requirements
November Regulatory Round-up: SFAT fines HSBC; Singapore FinTech festival; Paradise Papers leak
HKMA offers meeting sessions to tech companies and banks for fintech supervision
HSBC PB case will lead to greater emphasis on multiple complaints
HK regulators confront conflicts of interest when selling in-house products
More clarity, greater notice required on MiFID II changes
SFAT cites “lack of contemporaneous records” in HSBC PB (Suisse) ruling
Private bankers failing to “clearly document” alternative product proposals despite guidance
HSBC’s legacy private banking unit has HK licences suspended
Singapore FinTech Festival: key announcements and initiatives
Singapore and Poland regulators ink fintech cooperation agreement
Hong Kong’s private bankers turning to AI-driven tools to deal with suitability requirements
China’s “piecemeal” approach to data protection making life difficult for banks: lawyers
Singaporean watchdog will “take action” if breaches found in ‘Paradise Papers’
MAS’ Menon sounds caution on “current euphoria about fintech”
Singapore, China regulators eye derivatives info exchange cooperation
October Regulatory Round-up: AML breaches; StanChart under microscope; KYC databases
MAS issues more 1MDB-related prohibition orders
Decision to scrap AML requirements driven by compliance burden: Accuity
MAS launches industry transformation map, aims to create 3,000 finance jobs per year
Three ways Chinese HNWIs are preparing for CRS
HK watchdogs issue cybersecurity requirements for internet trading
HKMA’s fintech programme “gold standard”, says former US commissioner
StanChart’s private client asset transfers likely done to “defer” CRS obligations
Financial regulators aligned on need for greater disclosure following data leaks
US corporate tax cut incentivises Asian HNWIs to invest through companies
MiFID II on the menu at recent EU-APAC reg forum in HK
Robos may need to report regularly to regs due to suitability requirements
November Regulatory Round-up: SFAT fines HSBC; Singapore FinTech festival; Paradise Papers leak
HKMA offers meeting sessions to tech companies and banks for fintech supervision
HSBC PB case will lead to greater emphasis on multiple complaints
HK regulators confront conflicts of interest when selling in-house products
More clarity, greater notice required on MiFID II changes
SFAT cites “lack of contemporaneous records” in HSBC PB (Suisse) ruling
Private bankers failing to “clearly document” alternative product proposals despite guidance
HSBC’s legacy private banking unit has HK licences suspended
Singapore FinTech Festival: key announcements and initiatives
Singapore and Poland regulators ink fintech cooperation agreement
Hong Kong’s private bankers turning to AI-driven tools to deal with suitability requirements
China’s “piecemeal” approach to data protection making life difficult for banks: lawyers
Singaporean watchdog will “take action” if breaches found in ‘Paradise Papers’
MAS’ Menon sounds caution on “current euphoria about fintech”
Singapore, China regulators eye derivatives info exchange cooperation
October Regulatory Round-up: AML breaches; StanChart under microscope; KYC databases
MAS issues more 1MDB-related prohibition orders
Decision to scrap AML requirements driven by compliance burden: Accuity
MAS launches industry transformation map, aims to create 3,000 finance jobs per year
Three ways Chinese HNWIs are preparing for CRS
HK watchdogs issue cybersecurity requirements for internet trading
HKMA’s fintech programme “gold standard”, says former US commissioner
