Regulations
Latest News - Page 5
November Regulatory Round-up: Strict HK regs limit crypto and SPAC activities for FOs; Tighter AML rules affect PB client onboarding; FI executives’ take on China’s “common prosperity” drive
Northbound investors make up bulk of trades in first month of GBA WMC
Tightening AML rules take a toll on client onboarding at private banks
HKMA recognises use of proper conduct KPIs in setting bonuses paid in front offices
Hong Kong’s financial hub status is bullet-proof until the RMB is fully convertible: John Woods of Credit Suisse
China’s common prosperity drive could prompt inflows into Hong Kong and Singapore: Value Partners co-chairman
October Regulatory Round-up: Ambiguity remains after GBA WM Connect launch; PWM firms spend most reg resources on suitability compliance; Hong Kong eyes tax concessions to boost FO appeal
Regulatory “cocoon” and China crackdown may hit Hong Kong’s prospects as crypto-trading hub
Tighter regulations in China hasten fintech consolidation, but opportunities remain: Gregory Gibb, co-CEO Lufax
Hong Kong in “unique position” for GBA fintech industry but challenges lie ahead: HK Fintech Week
Hong Kong’s SPAC framework may be a challenge for family offices: Citi
Banks roll out services for “game changer” WM Connect scheme after HKMA nod
GBA Wealth Management Connect raises questions over cross-border marketing
UBS WM subsidiary in Shenzhen gets regulatory green light for fund distribution
September regulatory round-up: WM Connect and Southbound Bond Connect launched; International FIs expand in China; HK and S’pore regulators issue SPAC listing rules
Hong Kong considers tax concessions to boost family office appeal
Despite clarifications, most PWM firms deem Professional Investor rules complex: PWM Report 2021
Research on central bank digital currency lends hope to smoother cross border transactions
Robeco secures PFM licence in China
Temasek sets up PE investment platform to nurture Singapore IPOs
HKMA designates 13 market makers for Southbound bond trading scheme
Revised SFC guidelines add clarity to AML requirements for cross-border correspondent relationships
Singapore and Thailand boost financial ties with securities linkage
Southbound Bond Connect marks new milestone for cross-boundary trading
Hong Kong is said to limit SPACs to professional investors
GBA Wealth Management Connect scheme to launch in “execution-only” model
Hong Kong banks ready for WMC by next month
November Regulatory Round-up: Strict HK regs limit crypto and SPAC activities for FOs; Tighter AML rules affect PB client onboarding; FI executives’ take on China’s “common prosperity” drive
Northbound investors make up bulk of trades in first month of GBA WMC
Tightening AML rules take a toll on client onboarding at private banks
HKMA recognises use of proper conduct KPIs in setting bonuses paid in front offices
Hong Kong’s financial hub status is bullet-proof until the RMB is fully convertible: John Woods of Credit Suisse
China’s common prosperity drive could prompt inflows into Hong Kong and Singapore: Value Partners co-chairman
October Regulatory Round-up: Ambiguity remains after GBA WM Connect launch; PWM firms spend most reg resources on suitability compliance; Hong Kong eyes tax concessions to boost FO appeal
Regulatory “cocoon” and China crackdown may hit Hong Kong’s prospects as crypto-trading hub
Tighter regulations in China hasten fintech consolidation, but opportunities remain: Gregory Gibb, co-CEO Lufax
Hong Kong in “unique position” for GBA fintech industry but challenges lie ahead: HK Fintech Week
Hong Kong’s SPAC framework may be a challenge for family offices: Citi
Banks roll out services for “game changer” WM Connect scheme after HKMA nod
GBA Wealth Management Connect raises questions over cross-border marketing
UBS WM subsidiary in Shenzhen gets regulatory green light for fund distribution
September regulatory round-up: WM Connect and Southbound Bond Connect launched; International FIs expand in China; HK and S’pore regulators issue SPAC listing rules
Hong Kong considers tax concessions to boost family office appeal
Despite clarifications, most PWM firms deem Professional Investor rules complex: PWM Report 2021
Research on central bank digital currency lends hope to smoother cross border transactions
Robeco secures PFM licence in China
Temasek sets up PE investment platform to nurture Singapore IPOs
HKMA designates 13 market makers for Southbound bond trading scheme
Revised SFC guidelines add clarity to AML requirements for cross-border correspondent relationships
Singapore and Thailand boost financial ties with securities linkage
Southbound Bond Connect marks new milestone for cross-boundary trading
Hong Kong is said to limit SPACs to professional investors
GBA Wealth Management Connect scheme to launch in “execution-only” model
