Regulations
Latest News - Page 7
MAS fines J. Safra Sarasin SGD 1 million for AML breaches
Absence of wealth tax is one of Singapore’s “key propositions” to HNWIs: Grant Thornton
March Regulatory Round-up
FINMA lifts Julius Baer acquisition ban
Hong Kong SFC issues over 30 restriction notices to deter social media ramp-and-dump schemes
Jan/Feb Regulatory Round-up: GBA Wealth Management Connect; warning against ramp-and-dump scams; 2021 priorities
Wealth Management Connect ready to launch once travel bans lifted
Hong Kong, Paris ink MoU to deepen financial cooperation
Wealth and asset management industry welcomes HK budget initiatives, but wants progress on FO tax exemptions
CBIRC tightens rules on commercial banks’ online lending business
China mulls relaxing offshore investment restrictions on individual capital accounts
Singapore’s impending GST hike to have “minimal impact” on HNWIs’ spending appetite
SFC reminds intermediaries to act in the best interests of clients when trading highly volatile securities
Regulators sign MoU for Greater Bay Area Wealth Connect
HKMA to remain focused on AML regtech adoption in 2021
Hong Kong, Thailand sign Mutual Recognition of Funds agreement
MAS has higher expectations of technology risk governance and security controls at FIs
Chinese FIs are “at least on par” with Western counterparts in cybersecurity: Hogan Lovells
PBs should prepare for stronger regulatory emphasis on compliance in 2021
PBoC pledges further opening-up, de-risking, and green finance for 2021
China loosens RMB cross-border transaction rules to spur domestic consumption
Final Word 2020: Development of family office-supportive ecosystem
HKMA rolls out framework to raise competence in operational risk management at banks
MAS consults on management of “outsourced relevant services” by banks
OSL obtains first SFC licence for virtual asset trading platform
Banks “have no choice” when receiving account freezing orders from law enforcers
US Treasury finds no foreign FIs in breach of sanctions over Hong Kong
MAS fines J. Safra Sarasin SGD 1 million for AML breaches
Absence of wealth tax is one of Singapore’s “key propositions” to HNWIs: Grant Thornton
March Regulatory Round-up
FINMA lifts Julius Baer acquisition ban
Hong Kong SFC issues over 30 restriction notices to deter social media ramp-and-dump schemes
Jan/Feb Regulatory Round-up: GBA Wealth Management Connect; warning against ramp-and-dump scams; 2021 priorities
Wealth Management Connect ready to launch once travel bans lifted
Hong Kong, Paris ink MoU to deepen financial cooperation
Wealth and asset management industry welcomes HK budget initiatives, but wants progress on FO tax exemptions
CBIRC tightens rules on commercial banks’ online lending business
China mulls relaxing offshore investment restrictions on individual capital accounts
Singapore’s impending GST hike to have “minimal impact” on HNWIs’ spending appetite
SFC reminds intermediaries to act in the best interests of clients when trading highly volatile securities
Regulators sign MoU for Greater Bay Area Wealth Connect
HKMA to remain focused on AML regtech adoption in 2021
Hong Kong, Thailand sign Mutual Recognition of Funds agreement
MAS has higher expectations of technology risk governance and security controls at FIs
Chinese FIs are “at least on par” with Western counterparts in cybersecurity: Hogan Lovells
PBs should prepare for stronger regulatory emphasis on compliance in 2021
PBoC pledges further opening-up, de-risking, and green finance for 2021
China loosens RMB cross-border transaction rules to spur domestic consumption
Final Word 2020: Development of family office-supportive ecosystem
HKMA rolls out framework to raise competence in operational risk management at banks
MAS consults on management of “outsourced relevant services” by banks
OSL obtains first SFC licence for virtual asset trading platform
Banks “have no choice” when receiving account freezing orders from law enforcers
