Regulations
Latest News - Page 8
Rise in attacks jolts PBs out of cybersecurity complacency
November Regulatory Round-up: Ant IPO suspension may signal private sector retreat; SFC reassures FIs on US sanctions vs. NSL; MAS 2021 enforcement focus may shift to PB
Singapore aims to be regional philanthropic hub: MAS
Lack of electronic solutions hinders HK and SG capital market activities: ASIFMA report
PB, WM good for second largest portion of newly created jobs at FIs: MAS survey
SFC bans former BoS and StanChart RM for 21 months
MAS enforcement priorities likely more PB focused in 2021
With physical oversight harder in the new normal, a sound bank culture is key: HKMA
Hong Kong SFC reassures FIs about potential conflict between US sanctions and NSL
Chinese consumers are back, but regulatory headwinds make foreign investors wary
October Regulatory Round-up: US sanctions’ vague definition leaves FIs with less space to comply; HK confident of acting as a conduit to China’s wealth; FSB: Multilingual environment is challenging for tech tools
Ant IPO suspension could be symptomatic of private sector retreat
One in four Hong Kong PBs, WMs uses at least one regtech solution: HKMA
Vague definition of ‘significant transactions’ in US sanctions act leaves FIs with less space to comply
Hong Kong’s multilingual environment poses difficulties for regs looking to use supervisory tech
Hong Kong confident of acting as a gateway to mainland China
September Regulatory Round-up: FinCEN leak; MAS’s individual accountability regime; removal of private OFC fund restrictions
SFC facilitates use by intermediaries of online trading platforms
China’s integration of QFII and RQFII “another milestone”: UBS’s Fang
FinCEN leak sheds light on overloaded financial intelligence units
SFC proposes risk-based AML rules to align with FATF comments
Hong Kong SFC fines BEA HK$4.2 million for regulatory breaches
Singapore accountability regime possibly more “operational heavy” than Hong Kong
PBoC’s new rules on financial holding companies aim to mitigate systemic risks
SFC implements changes to the open-ended fund regime
FIs must embed strong culture of responsibility and ethical behaviour: MAS
HKEX narrows eligibility exemptions for state corporations issuing debt to professional investors
Rise in attacks jolts PBs out of cybersecurity complacency
November Regulatory Round-up: Ant IPO suspension may signal private sector retreat; SFC reassures FIs on US sanctions vs. NSL; MAS 2021 enforcement focus may shift to PB
Singapore aims to be regional philanthropic hub: MAS
Lack of electronic solutions hinders HK and SG capital market activities: ASIFMA report
PB, WM good for second largest portion of newly created jobs at FIs: MAS survey
SFC bans former BoS and StanChart RM for 21 months
MAS enforcement priorities likely more PB focused in 2021
With physical oversight harder in the new normal, a sound bank culture is key: HKMA
Hong Kong SFC reassures FIs about potential conflict between US sanctions and NSL
Chinese consumers are back, but regulatory headwinds make foreign investors wary
October Regulatory Round-up: US sanctions’ vague definition leaves FIs with less space to comply; HK confident of acting as a conduit to China’s wealth; FSB: Multilingual environment is challenging for tech tools
Ant IPO suspension could be symptomatic of private sector retreat
One in four Hong Kong PBs, WMs uses at least one regtech solution: HKMA
Vague definition of ‘significant transactions’ in US sanctions act leaves FIs with less space to comply
Hong Kong’s multilingual environment poses difficulties for regs looking to use supervisory tech
Hong Kong confident of acting as a gateway to mainland China
September Regulatory Round-up: FinCEN leak; MAS’s individual accountability regime; removal of private OFC fund restrictions
SFC facilitates use by intermediaries of online trading platforms
China’s integration of QFII and RQFII “another milestone”: UBS’s Fang
FinCEN leak sheds light on overloaded financial intelligence units
SFC proposes risk-based AML rules to align with FATF comments
Hong Kong SFC fines BEA HK$4.2 million for regulatory breaches
Singapore accountability regime possibly more “operational heavy” than Hong Kong
PBoC’s new rules on financial holding companies aim to mitigate systemic risks
SFC implements changes to the open-ended fund regime
FIs must embed strong culture of responsibility and ethical behaviour: MAS
