Regulations
Latest News - Page 9
August Regulatory Round-up: China opens bond market to foreigners; HK launches Limited Partnership Fund regime; HK security law may clash with US sanctions
China’s bond markets to offer easier access to foreign institutional investors
SFC removes all investment restrictions for private OFC funds
Citi obtains domestic fund custody licence in China
DBS’s China securities JV receives regulatory approval
SFC bans ex-UBS client advisor for eight months
SFC, CSRC approve two ETFs cross-listings
Redomicile options, tax exemptions still on the way after Limited Fund Partnership launch
SFC bans ex-CITIC RM for life
Chinese banks’ shadow credit grows in 1H20, as AM regulations are shelved until 2021
China opens interbank bond market to foreign institutional investors
New HK AoF report proposes risk mitigation strategies for banks adopting AI
MAS issues three-year prohibition order against former BOS staff
Taiwan lures offshore assets, pushes onshore wealth management
2020 may set record for volume of regulatory fines issued: Fenergo
Potential clash between US sanctions and National Security Law puts HK banks in delicate position
July Regulatory Round-up: HKMA reassures market on NSL, eases compliance measures; MAS proposes omnibus act to address financial risks
HK banks may need to retain due diligence flexibility amid COVID-19 resurgence: HKMA
Chinese expats need to understand their global income tax obligations: tax experts
MAS fines Asiaciti Trust S$1.1M for AML breaches
MAS probes omnibus regulatory approach to financial sector risks and challenges
SFC reassures NSL won’t affect hedging and short selling in Hong Kong
New paper illustrates government’s eagerness to promote Hong Kong as a WM hub
June Regulatory Round-up: MAS quashes fund flow rumours; WM Connect launches; PBs in HK ramp up bespoke deal record-keeping
Containing COVID-19 cannot cost countries’ connectivity: Ravi Menon
PBoC outlines plan on how FIs can sacrifice RMB 1.5 trillion of profits to bolster real economy
J.P. Morgan futures JV becomes first 100% foreign-owned futures firm in China
August Regulatory Round-up: China opens bond market to foreigners; HK launches Limited Partnership Fund regime; HK security law may clash with US sanctions
China’s bond markets to offer easier access to foreign institutional investors
SFC removes all investment restrictions for private OFC funds
Citi obtains domestic fund custody licence in China
DBS’s China securities JV receives regulatory approval
SFC bans ex-UBS client advisor for eight months
SFC, CSRC approve two ETFs cross-listings
Redomicile options, tax exemptions still on the way after Limited Fund Partnership launch
SFC bans ex-CITIC RM for life
Chinese banks’ shadow credit grows in 1H20, as AM regulations are shelved until 2021
China opens interbank bond market to foreign institutional investors
New HK AoF report proposes risk mitigation strategies for banks adopting AI
MAS issues three-year prohibition order against former BOS staff
Taiwan lures offshore assets, pushes onshore wealth management
2020 may set record for volume of regulatory fines issued: Fenergo
Potential clash between US sanctions and National Security Law puts HK banks in delicate position
July Regulatory Round-up: HKMA reassures market on NSL, eases compliance measures; MAS proposes omnibus act to address financial risks
HK banks may need to retain due diligence flexibility amid COVID-19 resurgence: HKMA
Chinese expats need to understand their global income tax obligations: tax experts
MAS fines Asiaciti Trust S$1.1M for AML breaches
MAS probes omnibus regulatory approach to financial sector risks and challenges
SFC reassures NSL won’t affect hedging and short selling in Hong Kong
New paper illustrates government’s eagerness to promote Hong Kong as a WM hub
June Regulatory Round-up: MAS quashes fund flow rumours; WM Connect launches; PBs in HK ramp up bespoke deal record-keeping
Containing COVID-19 cannot cost countries’ connectivity: Ravi Menon
PBoC outlines plan on how FIs can sacrifice RMB 1.5 trillion of profits to bolster real economy
