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SFC launches ‘manager in charge’ programme

Asian Private Banker - SFC and SEC enhance cross-border scrutiny

Hong Kong’s Securities and Futures Commission (SFC) launched its manager in charge (MIC) programme earlier this week, meaning all licensed companies must name their senior managers in charge of eight core functions by July as part of their licensing requirements. “We want to highlight the point that even if you’re not a licensed person or a responsible officer, by being…

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