17 January 2019 |
Tag Archives: Eversheds Sutherland
7 November 2018 |
New SFC rules an encouraging step forward for crypto
22 February 2018 |
PWMA: Not all international banks are applying MiFID II in Asia
1 November 2017 |
Decision to scrap AML requirements driven by compliance burden: Accuity
29 September 2017 |
September Regulatory Round-up: China’s ICO ban may benefit HK and SG; SFC “shifts focus” to corporate governance
8 September 2017 |
Mis-selling precedent will have “limited” long-term implications
1 September 2017 |
August Regulatory Round-up: precedent-setting mis-selling ruling; cybersecurity a concern; CRS less so
29 August 2017 |
Court ruling may lead to more mis-selling disputes, says lawyer
1 August 2017 |
SFC circular on misuse of private and discretionary funds in line with transparency drive, lawyers say
27 July 2017 |
HKMA to align its rules with SFC’s manager-in-charge programme, lawyers say
29 June 2017 |
No local bank wants to be the first "to publicly tackle culture issues", says HK-based lawyer
3 March 2017 |
SFC’s “managers in charge regime” to impact private banks without international branches, says law firm
1 March 2017 |
SFC’s incoming client suitability clause: the impact on mis-selling claims and on RM selling processes
8 November 2016 |
Clause for concern: SFC’s new requirement spells end for RM "papering practices"
29 June 2016 |
Lawyers in demand as private banks and investors seek Brexit clarity
24 May 2016 |
