Tag Archives: Eversheds Sutherland
New SFC rules an encouraging step forward for crypto
PWMA: Not all international banks are applying MiFID II in Asia
Decision to scrap AML requirements driven by compliance burden: Accuity
September Regulatory Round-up: China’s ICO ban may benefit HK and SG; SFC “shifts focus” to corporate governance
Mis-selling precedent will have “limited” long-term implications
August Regulatory Round-up: precedent-setting mis-selling ruling; cybersecurity a concern; CRS less so
Court ruling may lead to more mis-selling disputes, says lawyer
SFC circular on misuse of private and discretionary funds in line with transparency drive, lawyers say
HKMA to align its rules with SFC’s manager-in-charge programme, lawyers say
No local bank wants to be the first “to publicly tackle culture issues”, says HK-based lawyer
SFC’s “managers in charge regime” to impact private banks without international branches, says law firm
SFC’s incoming client suitability clause: the impact on mis-selling claims and on RM selling processes
Clause for concern: SFC’s new requirement spells end for RM “papering practices”
Lawyers in demand as private banks and investors seek Brexit clarity
