
Tag Archives: Eversheds Sutherland


New SFC rules an encouraging step forward for crypto

PWMA: Not all international banks are applying MiFID II in Asia

Decision to scrap AML requirements driven by compliance burden: Accuity

September Regulatory Round-up: China’s ICO ban may benefit HK and SG; SFC “shifts focus” to corporate governance

Mis-selling precedent will have “limited” long-term implications

August Regulatory Round-up: precedent-setting mis-selling ruling; cybersecurity a concern; CRS less so

Court ruling may lead to more mis-selling disputes, says lawyer

SFC circular on misuse of private and discretionary funds in line with transparency drive, lawyers say

HKMA to align its rules with SFC’s manager-in-charge programme, lawyers say

No local bank wants to be the first “to publicly tackle culture issues”, says HK-based lawyer

SFC’s “managers in charge regime” to impact private banks without international branches, says law firm

SFC’s incoming client suitability clause: the impact on mis-selling claims and on RM selling processes

Clause for concern: SFC’s new requirement spells end for RM “papering practices”

Lawyers in demand as private banks and investors seek Brexit clarity
