31 January 2019 |
Product complexity "does not necessarily mean higher risk": ALFI
Tag Archives: FMCC
12 December 2018 |
Amended FMCC has limited impact on discretionary account managers
30 November 2018 |
November Regulatory Round-up: New tax initiatives in China and Malaysia; SFC implements FMCC; regulators introduce several fintech rules
14 November 2018 |
Revised FMCC rules may squeeze out smaller fund managers
17 August 2018 |
SFC's on-site inspections reveal increase in Code of Conduct breaches
2 February 2018 |
January Regulatory Round-up: limited MiFID II impact in Asia; DPM fee transparency; enforcement updates
15 January 2018 |
SFC’s new asset management regulation will “significantly impact” discretionary portfolio managers, said lawyer
12 January 2018 |
2018 regulatory outlook: what should Asia's private banks watch out for?
