
Tag Archives: FMCC


Product complexity “does not necessarily mean higher risk”: ALFI

Amended FMCC has limited impact on discretionary account managers

November Regulatory Round-up: New tax initiatives in China and Malaysia; SFC implements FMCC; regulators introduce several fintech rules

SFC’s on-site inspections reveal increase in Code of Conduct breaches

January Regulatory Round-up: limited MiFID II impact in Asia; DPM fee transparency; enforcement updates
