Tag Archives: FMCC
Product complexity “does not necessarily mean higher risk”: ALFI
Amended FMCC has limited impact on discretionary account managers
November Regulatory Round-up: New tax initiatives in China and Malaysia; SFC implements FMCC; regulators introduce several fintech rules
SFC’s on-site inspections reveal increase in Code of Conduct breaches
January Regulatory Round-up: limited MiFID II impact in Asia; DPM fee transparency; enforcement updates
