Tag: HKMA
HKMA refines guidelines for online sale of non-SFO-regulated products
HKMA offers sanction cuts to co-operative institutions
HKMA to commence ‘mystery shopping’ to vet banks’ selling practices
Hong Kong’s open API initiative makes banks ‘gatekeepers’ for third-party services
July Regulatory Round-up: OFC structure launches in Hong Kong; AML remains focus of compliance
HKMA commences open API implementation
Identifying ultimate beneficial ownership regulators’ key AML focus, says expert
SFC proposes regulation amendments ahead of FATF inspection
June Regulatory Round-up: Technology not a panacea for compliance pain points
Globally shared KYC utility “somewhat elusive” for now: Thomson Reuters
HK regulators extend deadline for mandatory use of Legal Entity Identifiers in OTC derivative trades
HKMA signs fintech agreement with Abu Dhabi
Standard Chartered intends to apply for virtual banking licence
SFC signs fintech agreement with Abu Dhabi
May Regulatory Round-up: HK regulators bring clarity, competition to PB industry
HKMA sets HK$300m minimum paid-up capital requirement for virtual banks, says anything lower is “neither possible nor appropriate”
SFC amends fee disclosure requirements for discretionary accounts
MAS highlights private investment funds abuse in private banks
HKMA issues new guidance on suspicious transaction reporting
April Regulatory Round-up: HKMA, MAS pursue international standards
HK govt’s money laundering risk assessment report points to “higher vulnerability” of PBs
HKMA: 71 arrests made by fraud and AML task force
March Regulatory Round-up: SFC, MAS outline fintech requirements
HK mulls mandatory use of Legal Entity Identifier in OTC derivative trades
Reintegration is needed for open API to work: Saxo Bank
Hong Kong, Polish authorities shake hands over fintech
Mainland virtual banks view HKMA’s regulation update as opportunity
February Regulatory Round-up: Credit Suisse responds to SFC enforcement, HKMA steps up on smart banking, Singapore’s new reg reporting structure
Private banks providing trust services to face new wave of AML scrutiny
Much to be done to achieve banking “openness” despite HKMA’s open API consultation
Virtual banks poised to enter wealth management space
HKMA reviews guidelines on virtual banks
Hong Kong needs the best of wealth tech to maintain edge: InvestHK
January Regulatory Round-up: limited MiFID II impact in Asia; DPM fee transparency; enforcement updates
HKMA, PWMA ink MoUs with Switzerland to strengthen financial ties
HKMA seeks public consultation on minimum loss-absorbing capacity requirements
SFC’s new asset management regulation will “significantly impact” discretionary portfolio managers, said lawyer
2018 regulatory outlook: what should Asia’s private banks watch out for?
HKMA sets disclosure standards for transaction of non-SFO regulated products
Who said what? AML in 2017
Hong Kong, Singapore regulators sign 12 fintech collaboration agreements in 2017
2017’s key regulatory enforcements
HKMA inks fintech collaboration with Dubai regulator
Fake Bank of Singapore website prompts HKMA warning
HKMA offers meeting sessions to tech companies and banks for fintech supervision
HK regulators confront conflicts of interest when selling in-house products
