Tag: HKMA
SFC fines BNP Paribas Wealth Management US$515,000 for overcharging clients
CIC receives Hong Kong banking licence
Three questions that plague private bankers
80% of private bankers to be certified by end of 2016: PWMA chairwoman Amy Lo
Misselling complaints rise over RMB-linked accumulator sales
Misselling complaints rise over RMB-linked accumulator sales
Banking in Asia still unsure on tech front, say experts
HSBC HQ to stay in UK
SFC bans ex-BEA RM for eight months
AML concerns instill fear in compliance officers
HSBC HQ should stay in the UK, says investor
RM fined and reprimanded for breaching Code of Conduct
Top Talk: Michel Longhini, UBP
Fed ups rates, further hikes expected in 2016
Hiring: The rise of compliance
Cracking the compliance conundrum
APB Midyear Review – Regulations
HKMA warns of Fed hike volatility
Lights, camera, action – theatrics in the world of private banking
OCBC Wing Hang appoints new Hong Kong wealth management head
HSBC to make a call on headquarter shift by end of year
More than one bank in Hong Kong being investigated for non-compliance with money laundering rules
Hong Kong private banks missing out as compliance issues stifle EAM services
Over-regulation results in cumbersome processes when offering advice
FIFA funds suspected of passing through Hong Kong
SFC highlights “deficiencies” in KYC process
Japan-led consortium establishes HK wealth management unit
DBS hires ex-HKMA portfolio manager
SFC’s deputy chief executive steps down
Private banking clients gain access from SG CIB’s new service for OTC clearing offerings
Coutts continues to lose senior staff
Cybercrime is on the rise and private banks need to keep up with the pace
Hong Kong private banker left in limbo as Lehman Brothers cases drag on
HKMA vows to bolster Hong Kong’s wealth management industry
PWMA introduces common competency benchmark to certify Hong Kong’s private bankers
Straight Talk: Mark Steward, executive director, enforcement, Securities and Futures Commission
SFC bans ex-Credit Suisse private banker for life for misappropriating US$4 million
The trouble with training: What is a CPT point really worth?
Asian investors load up on equity as year-end approaches
Heard on the street: Hong Kong’s yuan cap lift to create huge demand for renminbi-denominated products
Hong Kong launches association for private banking industry
RBS agrees to buy back minibond investments
Regulators plan to offer benchmark rates for the yuan
Heard on the street: “Just keep regulators off our back” says European bank to consultant
Former Wing Hang Bank employee cops lifetime ban for forging signatures, misappropriating funds
What say the private bankers: Regulations in 2013
