
Tag Archives: Julia Leung


Revised SFC guidelines add clarity to AML requirements for cross-border correspondent relationships

SFC, CSRC approve two ETFs cross-listings

SFC launches data analytics platform to identify key risks

Enforceability “not an issue” once green finance standards kick in

October Regulatory Round-up: Regulators play fintech balancing act

SFC leverages ‘suptech’ and collabs to improve market supervision

SFC leverages data analytics to improve market surveillance

SFC appoints veteran tax accountant as new chairman

SFC signs fintech agreement with Abu Dhabi

SFC excludes assets in partially owned corporations for PI qualification

HK regulators confront conflicts of interest when selling in-house products

HK watchdogs issue cybersecurity requirements for internet trading

Wealthy investors “enthusiastic” about digital currencies, as SFC ups scrutiny of ICOs

SFC aims to “nip bad behaviour in the bud” with supervision and “front-loaded” regulation
