Tag: Julia Leung
Revised SFC guidelines add clarity to AML requirements for cross-border correspondent relationships
SFC, CSRC approve two ETFs cross-listings
SFC launches data analytics platform to identify key risks
Enforceability “not an issue” once green finance standards kick in
October Regulatory Round-up: Regulators play fintech balancing act
SFC leverages ‘suptech’ and collabs to improve market supervision
SFC leverages data analytics to improve market surveillance
SFC appoints veteran tax accountant as new chairman
SFC signs fintech agreement with Abu Dhabi
SFC excludes assets in partially owned corporations for PI qualification
HK regulators confront conflicts of interest when selling in-house products
HK watchdogs issue cybersecurity requirements for internet trading
Wealthy investors “enthusiastic” about digital currencies, as SFC ups scrutiny of ICOs
SFC aims to “nip bad behaviour in the bud” with supervision and “front-loaded” regulation
