8 November 2021 |
Tag Archives: Julia Leung
17 September 2021 |
Revised SFC guidelines add clarity to AML requirements for cross-border correspondent relationships
31 August 2020 |
SFC, CSRC approve two ETFs cross-listings
3 September 2019 |
SFC launches data analytics platform to identify key risks
9 May 2019 |
Enforceability “not an issue” once green finance standards kick in
2 November 2018 |
October Regulatory Round-up: Regulators play fintech balancing act
1 November 2018 |
SFC leverages ‘suptech’ and collabs to improve market supervision
10 October 2018 |
SFC leverages data analytics to improve market surveillance
10 September 2018 |
SFC appoints veteran tax accountant as new chairman
7 June 2018 |
SFC signs fintech agreement with Abu Dhabi
23 May 2018 |
SFC excludes assets in partially owned corporations for PI qualification
27 November 2017 |
HK regulators confront conflicts of interest when selling in-house products
30 October 2017 |
HK watchdogs issue cybersecurity requirements for internet trading
7 September 2017 |
Wealthy investors “enthusiastic” about digital currencies, as SFC ups scrutiny of ICOs
5 May 2017 |
SFC aims to “nip bad behaviour in the bud” with supervision and “front-loaded” regulation
29 July 2016 |
