Tag: Mis-selling
September Regulatory Round-up: China’s ICO ban may benefit HK and SG; SFC “shifts focus” to corporate governance
Mis-selling precedent will have “limited” long-term implications
Bank of Singapore “disappointed” with mis-selling court ruling, considering options
August Regulatory Round-up: precedent-setting mis-selling ruling; cybersecurity a concern; CRS less so
Beef up suitability obligations as a “defence for future mis-selling claims”, says law firm
Suitability takes on extra legal obligation
HKMA completes 99% of Lehman investigations
Universal Life: a ticking time bomb?
