5 July 2019 |
June Regulatory Round-up: New FAQs on suitability requirements; SFC fines Credit Suisse for disclosure misconduct; FATF releases HK AML evaluation
Tag Archives: Regulation
30 January 2019 |
MAS drops ex-ante approval requirement for cross-border financial services
17 January 2019 |
2019 regulatory outlook: What's in store for Asia’s private banks?
3 December 2018 |
China regulator launches new rules for banks' WM subsidiaries
30 July 2018 |
SFC implements open-ended fund company structure
17 July 2018 |
MAS gathers legal authority to enforce resolution regime
17 July 2018 |
Pre-IPO trusts gain traction among Chinese entrepreneurs
28 June 2018 |
Asian HNWIs’ search for privacy “consigned to history”
26 January 2018 |
Expect some “spillover” from MiFID II in Asia
27 November 2017 |
HK regulators confront conflicts of interest when selling in-house products
20 October 2017 |
Foreign banks to be given "more room" in China: CBRC chairman
16 October 2017 |
HK signs CRS agreement with Switzerland, plans afoot to enter multilateral network
10 October 2017 |
Chinese wealth managers in HK will play by the same rules, says SFC’s Alder
4 October 2017 |
“Time to enforce the law”: Indonesian tax office
29 September 2017 |
September Regulatory Round-up: China’s ICO ban may benefit HK and SG; SFC “shifts focus” to corporate governance
20 September 2017 |
Australian regulator to set up “Chief Data Office”
20 September 2017 |
Number of SFC investigations declines as regulator "shifts focus" to corporate governance
15 September 2017 |
Hong Kong signs fintech agreement with Malaysia
24 August 2017 |
CBRC publishes provisional regulations covering the WMP sales process
11 August 2017 |
HKMA to consult on loss-absorbing capacity policy early next year
7 August 2017 |
CRS will temporarily increase financial complexity, consultant says
25 July 2017 |
Changes to financial resources rules will bring HK “in line” with international standards, says SFC
21 July 2017 |
Hong Kong signs agreement with UK on regulation of cross-border financial activities
12 July 2017 |
Singapore signs fintech agreement with Thailand, updates banking supervision MoU
10 July 2017 |
Hong Kong’s revised bank resolution framework is credit negative, says ratings agency
5 July 2017 |
Indonesia adds major financial centre to its tax reporting network
29 June 2017 |
No local bank wants to be the first "to publicly tackle culture issues", says HK-based lawyer
28 June 2017 |
Hong Kong’s IAMs and family offices want clearer guidance on KYC requirements
16 June 2017 |
Data protection and liability in focus as banks adopt AI, says law firm
14 June 2017 |
AML officers in Hong Kong say they are “highly stressed” amid regulatory clampdown
13 June 2017 |
Hong Kong signs fintech agreement with Australia
9 June 2017 |
New suitability requirements enforced with questions unanswered, say lawyers
8 June 2017 |
Customised regtech solutions key for PBs as a "one-size-fits-all approach simply doesn’t work"
7 June 2017 |
MAS seeks industry's input on robo advisory regulations
26 May 2017 |
Banks have “flexibility” in their customer identification methods, says HKMA
26 May 2017 |
Focus shifts to Malaysia amid region’s tax amnesty wave, says consultancy
24 May 2017 |
Private banks require “a lot of guidance” amid multitude of regulatory consultations
17 May 2017 |
Indonesia authorises tax office to access account information at financial institutions
21 March 2017 |
Taiwan opens AML office ahead of regional task force evaluation
19 July 2016 |
AML processes to be tested by incoming EU funds transfer regulation, warns expert
12 May 2016 |
Credit Suisse rolls out compliance risk technology
29 March 2016 |
In the eye of the storm
24 March 2016 |
New regulation redefining HNW investors to hit private banks, HNW intermediaries
16 March 2016 |
Shenzhen-HK Stock Connect could start this year, says China premier
9 March 2016 |
Tycoon pursues case against Goldman
26 February 2016 |
Regulators zero in on private banking intermediaries
18 February 2016 |
Crow's Nest: Fixed income business limited to select banks?
2 February 2016 |
BNP Paribas WM to “simplify” legal structure
28 January 2016 |
Australian banks facing regulatory threats, will turn to tech
25 January 2016 |