5 July 2019 |
June Regulatory Round-up: New FAQs on suitability requirements; SFC fines Credit Suisse for disclosure misconduct; FATF releases HK AML evaluation
Tag Archives: Regulation
30 January 2019 |
MAS drops ex-ante approval requirement for cross-border financial services
17 January 2019 |
2019 regulatory outlook: What's in store for Asia’s private banks?
3 December 2018 |
China regulator launches new rules for banks' WM subsidiaries
30 July 2018 |
SFC implements open-ended fund company structure
17 July 2018 |
MAS gathers legal authority to enforce resolution regime
17 July 2018 |
Pre-IPO trusts gain traction among Chinese entrepreneurs
28 June 2018 |
Asian HNWIs’ search for privacy “consigned to history”
26 January 2018 |
Expect some “spillover” from MiFID II in Asia
27 November 2017 |
HK regulators confront conflicts of interest when selling in-house products
20 October 2017 |
Foreign banks to be given "more room" in China: CBRC chairman
16 October 2017 |
HK signs CRS agreement with Switzerland, plans afoot to enter multilateral network
10 October 2017 |
Chinese wealth managers in HK will play by the same rules, says SFC’s Alder
4 October 2017 |
“Time to enforce the law”: Indonesian tax office
29 September 2017 |
September Regulatory Round-up: China’s ICO ban may benefit HK and SG; SFC “shifts focus” to corporate governance
20 September 2017 |
Australian regulator to set up “Chief Data Office”
20 September 2017 |
Number of SFC investigations declines as regulator "shifts focus" to corporate governance
15 September 2017 |
Hong Kong signs fintech agreement with Malaysia
