Text size

May Regulatory Round-up: HK regulators bring clarity, competition to PB industry

This May was marked by waves of rule amendments, from the Securities and Futures Commission (SFC), in addition to a recent update on virtual bank guidelines. Over the past few weeks, the SFC has broadened the scope of the professional investor (PI) qualification and provided more clarity on fee disclosure requirements for discretionary accounts. The regulator also published a circular demanding intermediaries…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].