Regulations
Latest News - Page 12
Final Word 2019: PBs respond to regulators’ increased emphasis on bank culture
SFC prods asset managers on climate change risks
CBIRC issues guidelines for capital management at WM subsidiaries
Banks, fintechs should partner rather than compete to fight financial crime: Deloitte
November Regulatory Round-up: Final judgment on scope of “anti-Bartlett” clause; UBS fined for spread overcharges; Regulators launch AI frameworks as bank adoption increases
‘Unprecedented success’ in combating offshore tax evasion over the past decade: OECD
Opportune time for foreign FIs targeting U/HNWIs in China: Oliver Wyman
HK regulators redesigning city as Asia’s preferred AM hub
Anti-Bartlett clause trumps trustees’ general supervisory duty: HK Court of Final Appeal
HKMA warns banks against investment fund churning
SFC warns against misuse of private funds and discretionary accounts
Singapore betters transparency in AML and beneficiary ownership: FATF
MAS to formalise reference checks for ‘rolling bad apples’ to strengthen public trust
UBS fined S$11.2 million by MAS on spread overcharges, transparency issues
MAS creates AI framework to promote responsible adoption in financial industry
UBS slapped with US$51m fine, condemns spread manipulators
October Regulatory Round-up: HK prepped for economic downturn; PB dual role of advisor and trustee comes into question; China continues to open onshore market
HKMA stresses senior management accountability for AI-driven decisions
SFC publishes guidelines on LCs’ use of cloud storage
AMC suitability needs to be assessed on a “case by case” basis: Simmons & Simmons
Rewards for proper culture not yet reflected in PB payouts: Synpulse
Counter financing of terrorism the next priority in combating financial crimes: MAS
China opens market for wholly foreign-owned banks
Banking system remains “robust and sound” despite significant downside risks: HKMA
Looming judgment on ‘residual obligation’ puts spotlight on conflict of interest for PBs’ trusteeships
PBs lag in digital offerings as reg compliance prioritised
September Regulatory Round-up: Banks warned on liquidity risks; China removes quota control on two schemes
Final Word 2019: PBs respond to regulators’ increased emphasis on bank culture
SFC prods asset managers on climate change risks
CBIRC issues guidelines for capital management at WM subsidiaries
Banks, fintechs should partner rather than compete to fight financial crime: Deloitte
November Regulatory Round-up: Final judgment on scope of “anti-Bartlett” clause; UBS fined for spread overcharges; Regulators launch AI frameworks as bank adoption increases
‘Unprecedented success’ in combating offshore tax evasion over the past decade: OECD
Opportune time for foreign FIs targeting U/HNWIs in China: Oliver Wyman
HK regulators redesigning city as Asia’s preferred AM hub
Anti-Bartlett clause trumps trustees’ general supervisory duty: HK Court of Final Appeal
HKMA warns banks against investment fund churning
SFC warns against misuse of private funds and discretionary accounts
Singapore betters transparency in AML and beneficiary ownership: FATF
MAS to formalise reference checks for ‘rolling bad apples’ to strengthen public trust
UBS fined S$11.2 million by MAS on spread overcharges, transparency issues
MAS creates AI framework to promote responsible adoption in financial industry
UBS slapped with US$51m fine, condemns spread manipulators
October Regulatory Round-up: HK prepped for economic downturn; PB dual role of advisor and trustee comes into question; China continues to open onshore market
HKMA stresses senior management accountability for AI-driven decisions
SFC publishes guidelines on LCs’ use of cloud storage
AMC suitability needs to be assessed on a “case by case” basis: Simmons & Simmons
Rewards for proper culture not yet reflected in PB payouts: Synpulse
Counter financing of terrorism the next priority in combating financial crimes: MAS
China opens market for wholly foreign-owned banks
Banking system remains “robust and sound” despite significant downside risks: HKMA
Looming judgment on ‘residual obligation’ puts spotlight on conflict of interest for PBs’ trusteeships
PBs lag in digital offerings as reg compliance prioritised
