Regulations
Latest News - Page 12
‘Unprecedented success’ in combating offshore tax evasion over the past decade: OECD
Opportune time for foreign FIs targeting U/HNWIs in China: Oliver Wyman
HK regulators redesigning city as Asia’s preferred AM hub
Anti-Bartlett clause trumps trustees’ general supervisory duty: HK Court of Final Appeal
HKMA warns banks against investment fund churning
SFC warns against misuse of private funds and discretionary accounts
Singapore betters transparency in AML and beneficiary ownership: FATF
MAS to formalise reference checks for ‘rolling bad apples’ to strengthen public trust
UBS fined S$11.2 million by MAS on spread overcharges, transparency issues
MAS creates AI framework to promote responsible adoption in financial industry
UBS slapped with US$51m fine, condemns spread manipulators
October Regulatory Round-up: HK prepped for economic downturn; PB dual role of advisor and trustee comes into question; China continues to open onshore market
HKMA stresses senior management accountability for AI-driven decisions
SFC publishes guidelines on LCs’ use of cloud storage
AMC suitability needs to be assessed on a “case by case” basis: Simmons & Simmons
Rewards for proper culture not yet reflected in PB payouts: Synpulse
Counter financing of terrorism the next priority in combating financial crimes: MAS
China opens market for wholly foreign-owned banks
Banking system remains “robust and sound” despite significant downside risks: HKMA
Looming judgment on ‘residual obligation’ puts spotlight on conflict of interest for PBs’ trusteeships
PBs lag in digital offerings as reg compliance prioritised
September Regulatory Round-up: Banks warned on liquidity risks; China removes quota control on two schemes
PBs now much more prudent, well-equipped in face of economic downturn: Kroll
MAS drives boost of cyber risk culture as attacks mount on financial industry
HKMA reminds industry to take heed of credit risk amid 15% uptick in asset-backed loans
HK’s banking industry is more safe and resilient than ever: Norman Chan
Noah’s Canadian subsidiary obtains local IFM licence
‘Unprecedented success’ in combating offshore tax evasion over the past decade: OECD
Opportune time for foreign FIs targeting U/HNWIs in China: Oliver Wyman
HK regulators redesigning city as Asia’s preferred AM hub
Anti-Bartlett clause trumps trustees’ general supervisory duty: HK Court of Final Appeal
HKMA warns banks against investment fund churning
SFC warns against misuse of private funds and discretionary accounts
Singapore betters transparency in AML and beneficiary ownership: FATF
MAS to formalise reference checks for ‘rolling bad apples’ to strengthen public trust
UBS fined S$11.2 million by MAS on spread overcharges, transparency issues
MAS creates AI framework to promote responsible adoption in financial industry
UBS slapped with US$51m fine, condemns spread manipulators
October Regulatory Round-up: HK prepped for economic downturn; PB dual role of advisor and trustee comes into question; China continues to open onshore market
HKMA stresses senior management accountability for AI-driven decisions
SFC publishes guidelines on LCs’ use of cloud storage
AMC suitability needs to be assessed on a “case by case” basis: Simmons & Simmons
Rewards for proper culture not yet reflected in PB payouts: Synpulse
Counter financing of terrorism the next priority in combating financial crimes: MAS
China opens market for wholly foreign-owned banks
Banking system remains “robust and sound” despite significant downside risks: HKMA
Looming judgment on ‘residual obligation’ puts spotlight on conflict of interest for PBs’ trusteeships
PBs lag in digital offerings as reg compliance prioritised
September Regulatory Round-up: Banks warned on liquidity risks; China removes quota control on two schemes
PBs now much more prudent, well-equipped in face of economic downturn: Kroll
MAS drives boost of cyber risk culture as attacks mount on financial industry
HKMA reminds industry to take heed of credit risk amid 15% uptick in asset-backed loans
HK’s banking industry is more safe and resilient than ever: Norman Chan
