Regulations
Latest News - Page 11
Price transparency requirement may dent profitability of PBs: Synpulse
PE firms burdened by wider demand for more information: Vistra
SFC introduces Limited Partner Fund regime to woo offshore PE funds
APAC banks fall short of Western peers in fraud and AML compliance integration: FICO
The evolution of compliance with Jon Yeo, Maybank’s head of group WM compliance
Asian authorities harness AI in AML fight
February Regulatory Round-up: Regulators aim to soften COVID-19 impact; MAS faults PBs for overcharging clients; China’s largest AML fine; Hong Kong beefs up privacy protection
Banks grapple with employment issues in COVID-19 crisis
SFC to enhance open-ended fund company scheme after muted response
Three FIs receive record fines from PBoC for AML violations
Some PBs overcharge clients and are perfunctory in risk profiling: MAS
Hong Kong’s monetary and banking system can weather COVID-19 outbreak: HKMA
MAS asks FIs to step up business continuity plans in corona crisis
HNWIs most affected by abolition of India’s dividend distribution tax
Stronger data protection would increase risk of non-compliance for businesses in Hong Kong
PBoC pledges sufficient liquidity to maintain the smooth operation of China’s banking system
HKMA: Banks must ensure local buy-in for culture promoted at global level
Private banking regulatory checklist 2020
Risk management paramount for intermediaries: SFC
HKMA advocates stronger PWM industry
SFC rolls out licensing guidance for family offices and PE firms
Regulatory trends in 2019
Final Word 2019: PBs respond to regulators’ increased emphasis on bank culture
SFC prods asset managers on climate change risks
CBIRC issues guidelines for capital management at WM subsidiaries
Banks, fintechs should partner rather than compete to fight financial crime: Deloitte
November Regulatory Round-up: Final judgment on scope of “anti-Bartlett” clause; UBS fined for spread overcharges; Regulators launch AI frameworks as bank adoption increases
Price transparency requirement may dent profitability of PBs: Synpulse
PE firms burdened by wider demand for more information: Vistra
SFC introduces Limited Partner Fund regime to woo offshore PE funds
APAC banks fall short of Western peers in fraud and AML compliance integration: FICO
The evolution of compliance with Jon Yeo, Maybank’s head of group WM compliance
Asian authorities harness AI in AML fight
February Regulatory Round-up: Regulators aim to soften COVID-19 impact; MAS faults PBs for overcharging clients; China’s largest AML fine; Hong Kong beefs up privacy protection
Banks grapple with employment issues in COVID-19 crisis
SFC to enhance open-ended fund company scheme after muted response
Three FIs receive record fines from PBoC for AML violations
Some PBs overcharge clients and are perfunctory in risk profiling: MAS
Hong Kong’s monetary and banking system can weather COVID-19 outbreak: HKMA
MAS asks FIs to step up business continuity plans in corona crisis
HNWIs most affected by abolition of India’s dividend distribution tax
Stronger data protection would increase risk of non-compliance for businesses in Hong Kong
PBoC pledges sufficient liquidity to maintain the smooth operation of China’s banking system
HKMA: Banks must ensure local buy-in for culture promoted at global level
Private banking regulatory checklist 2020
Risk management paramount for intermediaries: SFC
HKMA advocates stronger PWM industry
SFC rolls out licensing guidance for family offices and PE firms
Regulatory trends in 2019
Final Word 2019: PBs respond to regulators’ increased emphasis on bank culture
SFC prods asset managers on climate change risks
CBIRC issues guidelines for capital management at WM subsidiaries
Banks, fintechs should partner rather than compete to fight financial crime: Deloitte
