Regulations
Latest News - Page 20
Trust in banks’ data declines as anxiety over upcoming regulations increases: AxiomSL
HKMA to commence ‘mystery shopping’ to vet banks’ selling practices
SFC’s on-site inspections reveal increase in Code of Conduct breaches
PBs will likely be late on the KYC utility train
High Court dismisses mis-selling claim, highlights importance of contract terms
Hong Kong’s open API initiative makes banks ‘gatekeepers’ for third-party services
Private banking compliance comes with its own risks: Deloitte
‘Proper’ client segmentation essential as compliance costs rise: DBS’s Dreyfuss
July Regulatory Round-up: OFC structure launches in Hong Kong; AML remains focus of compliance
MAS sets up IBF Careers Connect to transform workforce
SFC rolls out ‘interim statement’ before official guidance on online client onboarding
Private Banking in the Middle Kingdom: Meaningfulness of Chinese regulators’ ‘non-standard’ asset label under question
SFC implements open-ended fund company structure
MAS urges FIs to tighten customer verification process following SingHealth cyber attack
Suitability solutions with tech partners could cut implementation time in half: Orbium
China banking regulator seeks to remove uncertainty with follow-up WMP rules
HK’s private wealth AUM reached HK$7.8 trillion in 2017: SFC
HKMA commences open API implementation
MAS: Banks should “strike a balance” between AML processes and clients’ needs
Identifying ultimate beneficial ownership regulators’ key AML focus, says expert
MAS gathers legal authority to enforce resolution regime
Pre-IPO trusts gain traction among Chinese entrepreneurs
Retro fee ban could prove double-edged sword for DPM
MAS tightens misconduct reporting requirements for FI representatives
MAS 610 to be “cornerstone” of future regulatory data submissions
Wen-era think-tanker warns WMP rules may trigger new crisis
Mainland brokerages asked to stop adding new online wealth accounts
Trust in banks’ data declines as anxiety over upcoming regulations increases: AxiomSL
HKMA to commence ‘mystery shopping’ to vet banks’ selling practices
SFC’s on-site inspections reveal increase in Code of Conduct breaches
PBs will likely be late on the KYC utility train
High Court dismisses mis-selling claim, highlights importance of contract terms
Hong Kong’s open API initiative makes banks ‘gatekeepers’ for third-party services
Private banking compliance comes with its own risks: Deloitte
‘Proper’ client segmentation essential as compliance costs rise: DBS’s Dreyfuss
July Regulatory Round-up: OFC structure launches in Hong Kong; AML remains focus of compliance
MAS sets up IBF Careers Connect to transform workforce
SFC rolls out ‘interim statement’ before official guidance on online client onboarding
Private Banking in the Middle Kingdom: Meaningfulness of Chinese regulators’ ‘non-standard’ asset label under question
SFC implements open-ended fund company structure
MAS urges FIs to tighten customer verification process following SingHealth cyber attack
Suitability solutions with tech partners could cut implementation time in half: Orbium
China banking regulator seeks to remove uncertainty with follow-up WMP rules
HK’s private wealth AUM reached HK$7.8 trillion in 2017: SFC
HKMA commences open API implementation
MAS: Banks should “strike a balance” between AML processes and clients’ needs
Identifying ultimate beneficial ownership regulators’ key AML focus, says expert
MAS gathers legal authority to enforce resolution regime
Pre-IPO trusts gain traction among Chinese entrepreneurs
Retro fee ban could prove double-edged sword for DPM
MAS tightens misconduct reporting requirements for FI representatives
MAS 610 to be “cornerstone” of future regulatory data submissions
Wen-era think-tanker warns WMP rules may trigger new crisis
