Regulations
Latest News - Page 21
SFC proposes regulation amendments ahead of FATF inspection
June Regulatory Round-up: Technology not a panacea for compliance pain points
More fund houses introduce retrocession-free share classes as regulations tighten
Globally shared KYC utility “somewhat elusive” for now: Thomson Reuters
CMB to excise RMB 800bn of WMP AUM in drastic surgery to meet new regulatory rules
Asian HNWIs’ search for privacy “consigned to history”
HK regulators extend deadline for mandatory use of Legal Entity Identifiers in OTC derivative trades
What China’s banks most want to know: how to build a NAV-based product shelf
HKMA signs fintech agreement with Abu Dhabi
Aligning interests more important than going retrocession-free: Credit Suisse
Chinese FIs rush to meet CSRC’s reporting deadline for product reset
Banks need to wait before they see benefits of AI and machine learning
Uncertainty about AM subsidiaries hangs over Chinese banks’ WM future
China’s WMP reforms put banks’ investment advisory skills in the spotlight
HK PBs take stock of online trading offerings as regulatory changes loom
CBIRC chairman: China’s financial industry need not worry about market opening and reforms
Banks prefer to keep data “on-premises” for MAS 610 compliance
Asia compliance staff gain power as regulatory burden bites
Client tax reporting a priority as CRS kicks in
CCB rethinks state banks’ roles under new AM rules
SFC signs fintech agreement with Abu Dhabi
More enforcements to come after SFC draws “first blood” from Chinese WM firm
MAS suggests two-stage test to define “financial advisory service”
Latest AM rules to provide Chinese banks with more in-house product opportunities
DBS aims to sync data across platforms ahead of iWealth products rollout
MAS inks third fintech MoU with India
May Regulatory Round-up: HK regulators bring clarity, competition to PB industry
SFC proposes regulation amendments ahead of FATF inspection
June Regulatory Round-up: Technology not a panacea for compliance pain points
More fund houses introduce retrocession-free share classes as regulations tighten
Globally shared KYC utility “somewhat elusive” for now: Thomson Reuters
CMB to excise RMB 800bn of WMP AUM in drastic surgery to meet new regulatory rules
Asian HNWIs’ search for privacy “consigned to history”
HK regulators extend deadline for mandatory use of Legal Entity Identifiers in OTC derivative trades
What China’s banks most want to know: how to build a NAV-based product shelf
HKMA signs fintech agreement with Abu Dhabi
Aligning interests more important than going retrocession-free: Credit Suisse
Chinese FIs rush to meet CSRC’s reporting deadline for product reset
Banks need to wait before they see benefits of AI and machine learning
Uncertainty about AM subsidiaries hangs over Chinese banks’ WM future
China’s WMP reforms put banks’ investment advisory skills in the spotlight
HK PBs take stock of online trading offerings as regulatory changes loom
CBIRC chairman: China’s financial industry need not worry about market opening and reforms
Banks prefer to keep data “on-premises” for MAS 610 compliance
Asia compliance staff gain power as regulatory burden bites
Client tax reporting a priority as CRS kicks in
CCB rethinks state banks’ roles under new AM rules
SFC signs fintech agreement with Abu Dhabi
More enforcements to come after SFC draws “first blood” from Chinese WM firm
MAS suggests two-stage test to define “financial advisory service”
Latest AM rules to provide Chinese banks with more in-house product opportunities
DBS aims to sync data across platforms ahead of iWealth products rollout
MAS inks third fintech MoU with India
