Regulations
Latest News - Page 22
HKMA sets HK$300m minimum paid-up capital requirement for virtual banks, says anything lower is “neither possible nor appropriate”
Taiwan’s local private banks worried about incoming CRS framework
Noah posts strong Q1 results amid HK$5m fine by SFC
PI definition likely to expand
WMP contraction to spur PBs’ distribution model: Pufa
MAS says it is looking into implications of European data protection rules
SFC amends fee disclosure requirements for discretionary accounts
AMAC chairman speaks out on private fund sales suspension
SFC excludes assets in partially owned corporations for PI qualification
MAS mulls collecting “progress reports” as part of reporting requirements overhaul
Chinese FIs await execution details for new KYC requirements
10,600 senior managers registered as MICs: SFC
Singapore casts a “much larger net” on senior management accountability than Hong Kong
MAS highlights private investment funds abuse in private banks
Singapore’s MAS adds another fintech bridge
HKMA issues new guidance on suspicious transaction reporting
Incoming EU data security rules to impact private banks in Asia
CSRC raises hurdles for Chinese brokerages’ overseas expansions
More China banks set up independent AM subsidiaries to retain WMP business
MAS to expand AI and data analytics development programme
SFC tightens guidelines around use of instant messengers for investment orders
April Regulatory Round-up: HKMA, MAS pursue international standards
MAS issues four-year prohibition order against former CS staffer
UBS becomes first foreign shareholder to apply for China JV majority ownership
PBOC asks robo-advisors to disclose algorithm assumptions, asset allocation methodologies
HK govt’s money laundering risk assessment report points to “higher vulnerability” of PBs
PBOC asks banks to set up AM subsidiaries to take over WMP portfolios by end-2020
HKMA sets HK$300m minimum paid-up capital requirement for virtual banks, says anything lower is “neither possible nor appropriate”
Taiwan’s local private banks worried about incoming CRS framework
Noah posts strong Q1 results amid HK$5m fine by SFC
PI definition likely to expand
WMP contraction to spur PBs’ distribution model: Pufa
MAS says it is looking into implications of European data protection rules
SFC amends fee disclosure requirements for discretionary accounts
AMAC chairman speaks out on private fund sales suspension
SFC excludes assets in partially owned corporations for PI qualification
MAS mulls collecting “progress reports” as part of reporting requirements overhaul
Chinese FIs await execution details for new KYC requirements
10,600 senior managers registered as MICs: SFC
Singapore casts a “much larger net” on senior management accountability than Hong Kong
MAS highlights private investment funds abuse in private banks
Singapore’s MAS adds another fintech bridge
HKMA issues new guidance on suspicious transaction reporting
Incoming EU data security rules to impact private banks in Asia
CSRC raises hurdles for Chinese brokerages’ overseas expansions
More China banks set up independent AM subsidiaries to retain WMP business
MAS to expand AI and data analytics development programme
SFC tightens guidelines around use of instant messengers for investment orders
April Regulatory Round-up: HKMA, MAS pursue international standards
MAS issues four-year prohibition order against former CS staffer
UBS becomes first foreign shareholder to apply for China JV majority ownership
PBOC asks robo-advisors to disclose algorithm assumptions, asset allocation methodologies
HK govt’s money laundering risk assessment report points to “higher vulnerability” of PBs
