
Tag Archives: CSRC


UBS WM subsidiary in Shenzhen gets regulatory green light for fund distribution

August Regulatory Round-up: SFC fines UBS over multiple reg breaches; HK and SG regulators promote use of AML regtech; China strikes balance between inclusive growth and foreign investment

China regulators strike balance between promoting inclusive growth and attracting foreign investment

J.P. Morgan obtains CSRC approval to fully own securities venture in China

Regulators sign MoU for Greater Bay Area Wealth Connect

China’s integration of QFII and RQFII “another milestone”: UBS’s Fang

August Regulatory Round-up: China opens bond market to foreigners; HK launches Limited Partnership Fund regime; HK security law may clash with US sanctions

China’s bond markets to offer easier access to foreign institutional investors

Citi obtains domestic fund custody licence in China

DBS’s China securities JV receives regulatory approval

SFC, CSRC approve two ETFs cross-listings

J.P. Morgan futures JV becomes first 100% foreign-owned futures firm in China

CSRC warns CICC subsidiary about violation of principal investment guarantee rules

Credit Suisse takes majority stake in China JV, appoints chairperson

Credit Suisse’s China strategy gets boost as CSRC okays securities JV majority ownership

PBoC pledges sufficient liquidity to maintain the smooth operation of China’s banking system

CS adds two to prime services bench

What you may have missed over the holidays

A year of handshakes, green lights, and ribbon-cutting: 4Q19

Nomura China JV obtains securities licence from CSRC

PBoC encourages foreign FIs to participate in setting up WM subsidiaries

China to remove limits on foreign firm ownership earlier than expected

Credit Suisse guns for majority control in its China securities JV

UBS receives green light to take majority shareholding in China securities JV

SFC leverages ‘suptech’ and collabs to improve market supervision

HKMA and MAS strengthen ties with China

Chinese wealth and asset management retrospective: A new era

Chinese FIs rush to meet CSRC’s reporting deadline for product reset

Chinese FIs await execution details for new KYC requirements

CSRC raises hurdles for Chinese brokerages’ overseas expansions

UBS becomes first foreign shareholder to apply for China JV majority ownership

China approves foreign majority ownership in securities JV

Everbright Prestige increases profits despite AUM dip spurred by regulations

CSRC raps Huatai asset management arm for control failures

SSE turns heat up on nominee holdings in trusts, brokerage asset management plans

Nine days that reshaped China’s investment scene in 2017, according to Noah: Part 1

Singapore, China regulators eye derivatives info exchange cooperation
China’s securities regulator wants wealth managers to invest in commodities

Unlikely that Chinese citizens can avoid AEOI scrutiny by changing nationality, says law firm
China permits foreigners to launch onshore private funds

Low MRF approval rate aims at higher chance of success

CSRC allays foreign investors’ fears

Another mainland bank accused of mis-selling investment product

Bank of Montreal completes 19.99% acquisition of China’s COFCO Trust obtaining a slice of China’s wealth market

Chinese regulators approve two self-seeded funds, 14 more await approval
