Tag Archives: CSRC
UBS WM subsidiary in Shenzhen gets regulatory green light for fund distribution
August Regulatory Round-up: SFC fines UBS over multiple reg breaches; HK and SG regulators promote use of AML regtech; China strikes balance between inclusive growth and foreign investment
China regulators strike balance between promoting inclusive growth and attracting foreign investment
J.P. Morgan obtains CSRC approval to fully own securities venture in China
Regulators sign MoU for Greater Bay Area Wealth Connect
China’s integration of QFII and RQFII “another milestone”: UBS’s Fang
August Regulatory Round-up: China opens bond market to foreigners; HK launches Limited Partnership Fund regime; HK security law may clash with US sanctions
China’s bond markets to offer easier access to foreign institutional investors
Citi obtains domestic fund custody licence in China
DBS’s China securities JV receives regulatory approval
SFC, CSRC approve two ETFs cross-listings
J.P. Morgan futures JV becomes first 100% foreign-owned futures firm in China
CSRC warns CICC subsidiary about violation of principal investment guarantee rules
Credit Suisse takes majority stake in China JV, appoints chairperson
Credit Suisse’s China strategy gets boost as CSRC okays securities JV majority ownership
PBoC pledges sufficient liquidity to maintain the smooth operation of China’s banking system
CS adds two to prime services bench
What you may have missed over the holidays
A year of handshakes, green lights, and ribbon-cutting: 4Q19
Nomura China JV obtains securities licence from CSRC
PBoC encourages foreign FIs to participate in setting up WM subsidiaries
China to remove limits on foreign firm ownership earlier than expected
Credit Suisse guns for majority control in its China securities JV
UBS receives green light to take majority shareholding in China securities JV
SFC leverages ‘suptech’ and collabs to improve market supervision
HKMA and MAS strengthen ties with China
Chinese wealth and asset management retrospective: A new era
Chinese FIs rush to meet CSRC’s reporting deadline for product reset
Chinese FIs await execution details for new KYC requirements
CSRC raises hurdles for Chinese brokerages’ overseas expansions
UBS becomes first foreign shareholder to apply for China JV majority ownership
China approves foreign majority ownership in securities JV
Everbright Prestige increases profits despite AUM dip spurred by regulations
CSRC raps Huatai asset management arm for control failures
SSE turns heat up on nominee holdings in trusts, brokerage asset management plans
Nine days that reshaped China’s investment scene in 2017, according to Noah: Part 1
Singapore, China regulators eye derivatives info exchange cooperation
China’s securities regulator wants wealth managers to invest in commodities
Unlikely that Chinese citizens can avoid AEOI scrutiny by changing nationality, says law firm
China permits foreigners to launch onshore private funds
Low MRF approval rate aims at higher chance of success
CSRC allays foreign investors’ fears
Another mainland bank accused of mis-selling investment product
Bank of Montreal completes 19.99% acquisition of China’s COFCO Trust obtaining a slice of China’s wealth market
Chinese regulators approve two self-seeded funds, 14 more await approval
