
Tag Archives: Devanshi Bhatnagar


Structured products leader board: what structured products are selling at private banks?

Barclays adds to product shelf, launches FTSE auto-call with eight sub-options

ANZ-Vontobel Group alliance eyes Asia Pacific market

UBS offers select UHNW clientele investment opportunity based on global bank deleveraging

Deutsche Bank to offer “industry first” replication choice on major benchmark indices to investors

As Julius Baer’s AUM increase, so does its cost/income ratio

CIC Investor Services cops SFC fine for not complying with regulatory requirements for professional investors

Commonwealth’s senior financial planner banned for forging signatures

Structured products leader board: what structured products are selling at private banks?

Philippines: flavour du jour for private bankers?

Superannuation in Australia expected to grow to US$5 trillion – an opportunity for wealth managers; a challenge for ASIC

What’s hitting private banking shelves this week?

Expensive and complex US taxation deters private banks from capitalising on US property boom

Rainmakers—the top 5 NRI bankers today

Yet another financial advisor banned for advising clients to borrow funds at a higher rate than the interest earned from the investments made with the funds

Bank SinoPac gets approval from FSC to set up a subsidiary in China

SFC unearths dubious selling practices, promises continued supervision and inspection

Structured products leader board

Barclays debuts unbundled income investment, looks to counter “subdued” interest rates

Another European bank gets Hong Kong banking license

Barclays pays penalty for withdrawing US$14.1 million from its client account without authorisation, fails to return the client monies within stipulated time

SFC bans former Dah Sing Bank employee for forging signatures

Societe Generale Private Banking appoints Jean-Pierre Flais as chief operating officer

A HNW investor rants – “Private banks always put their interest before the clients”

India’s HDFC Bank opens representative office in Abu Dhabi to cater to NRIs

Falcon Private Bank spreads its wings: agrees to acquire Clariden Leu Europe from Credit Suisse

Have you stress tested your trust structure? Asian HNW get increasingly concerned about wealth-protection

Barclays appoints new director for MENA region

Monetary easing by major central banks triggers record flows into ETPs

Barclays structured products return 15-40%, income generator fund latest offering

Structured products: a struggle to survive?

Vincent Lee to take over as director general enforcement at HKMA

50% of Barclay’s trust business in Singapore from NRI clients

M&G Investments eager to show private bankers how to generate 75bps recurring revenue on their books

HKMA vigilant on the risks of renewed volatility in Hong Kong due to QE3

Asian ETF inflows exceed US$21 billion, private banks increasingly important consumers

New SFC rule turns private bankers into whistleblowers

DBS Private Bank raises over US$100 million for in-house CNH note

SFC sets tighter guidelines than Europe and the US on short positions

Deutsche Private Wealth’s new hires deliver revenue and volume growth

SFC commences criminal proceeding against an independent advisory firm for promoting an equity fund without authorisation

International financial advisory group expands its footprint in Malaysia

Australian financial services company director jailed for conducting business without license and misappropriating investor’s funds for personal gains

ASIC imposes conditions on financial advisory firm

Private bankers continue to pay lip service only to long term investment ideas

Who’s afraid of FATCA: Private banks in Asia shrug off fears
