Tag Archives: Herbert Smith Freehills
Hong Kong and Singapore finetune schemes to stop rolling bad apples, yet ambiguities remain
PBs need further guidance on reporting investigative actions in licensing forms
Potential conflicts emerge as regulators crack down on misconduct reporting
Proactively sharing information prevents ‘rolling bad apples’: J.P. Morgan
Disputes might arise over tax residencies as CRS information exchange looms
High Court dismisses mis-selling claim, highlights importance of contract terms
Hong Kong’s open API initiative makes banks ‘gatekeepers’ for third-party services
Mis-selling precedent will have “limited” long-term implications
August Regulatory Round-up: precedent-setting mis-selling ruling; cybersecurity a concern; CRS less so
Court ruling may lead to more mis-selling disputes, says lawyer
HKMA to align its rules with SFC’s manager-in-charge programme, lawyers say
Rivalry between SG and HK breeds uncertainty for PB-focused fintechs
