
Tag Archives: Herbert Smith Freehills


Hong Kong and Singapore finetune schemes to stop rolling bad apples, yet ambiguities remain

PBs need further guidance on reporting investigative actions in licensing forms

Potential conflicts emerge as regulators crack down on misconduct reporting

Proactively sharing information prevents ‘rolling bad apples’: J.P. Morgan

Disputes might arise over tax residencies as CRS information exchange looms

High Court dismisses mis-selling claim, highlights importance of contract terms

Hong Kong’s open API initiative makes banks ‘gatekeepers’ for third-party services

Mis-selling precedent will have “limited” long-term implications

August Regulatory Round-up: precedent-setting mis-selling ruling; cybersecurity a concern; CRS less so

Court ruling may lead to more mis-selling disputes, says lawyer

HKMA to align its rules with SFC’s manager-in-charge programme, lawyers say

Rivalry between SG and HK breeds uncertainty for PB-focused fintechs
