Tag: Karen Man
Upcoming thematic review in Hong Kong spurs overhaul of PB recording for bespoke deals
Revised UT Code unifies disclosure standards of SFC-authorised products
New offline suitability rules in Hong Kong may limit investor choice
SFC suitability checks for complex products “a tricky area”
New suitability requirements enforced with questions unanswered, say lawyers
SFC’s incoming client suitability clause: the impact on mis-selling claims and on RM selling processes
