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  1. HSBC PB head of Asia wealth planning and advisory resigns
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    20 June 2022
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Home » Karen Man

Tag Archives: Karen Man

  • Private Wealth
  • Regulations

PBs should prepare for stronger regulatory emphasis on compliance in 2021

14 January 2021
  • Private Wealth
  • Regulations

Upcoming thematic review in Hong Kong spurs overhaul of PB recording for bespoke deals

11 June 2020
  • Funds
  • Private Wealth

Revised UT Code unifies disclosure standards of SFC-authorised products

24 January 2019
  • Private Wealth
  • Regulations

New offline suitability rules in Hong Kong may limit investor choice

5 November 2018
  • Regulations
  • Technology

SFC suitability checks for complex products “a tricky area”

12 April 2018
  • Private Wealth
  • Regulations

New suitability requirements enforced with questions unanswered, say lawyers

9 June 2017
  • Private Wealth
  • Regulations

SFC’s incoming client suitability clause: the impact on mis-selling claims and on RM selling processes

1 March 2017
  • Technology

Banks, regulators increasingly turning to regtech, says law firm

1 June 2016
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