Regulations
Latest News - Page 15
Market fragmentation is key concern amongst global regulators: ASIFMA
ICBC and CCB given green light to open doors at WM subsidiaries
MAS launches industry steering group to promote proper culture
Economic substance rules will have “minor” impact on HNWIs: Baker McKenzie
PBs adopt portfolio suitability approach to “take full advantage” of HKMA flexibility
New MAS rule sparks dispute between issuers and PBs on product classification
Banks can no longer rely on “my system says so” excuse
SFC inks MoU with the Netherlands on mutual recognition of funds
Client facilitation trading lacks transparency: SFC
Bank resolution regime remains top priority for HKMA
Dissatisfied clients get more choice with HKMA’s issuance of four new virtual bank licences
One-third of APAC banks confident in onboarding data management
Enforceability “not an issue” once green finance standards kick in
HKMA to create “flexible” green finance framework
Potential conflicts emerge as regulators crack down on misconduct reporting
April Regulatory Round-up: APAC regulators maintain AML focus; bank culture requires practical enforcement; concerns over conflicting cross-border regulations
APAC’s AML crackdown is “commendable but insufficient”
HK regulators urge Mainland FIs to review risky financial arrangements
PBs must look beyond awareness campaigns to achieve proper banking culture: Synpulse
Jurisdictional data protection rules may lead to conflicting requirements for PBs
ASIC’s ‘litigation first’ approach sees investigation numbers double
Interest in mid-shore hubs accelerates as economic substance requirement looms
China Regulatory Round-up: Reforms impact HNW client product preference
Proactively sharing information prevents ‘rolling bad apples’: J.P. Morgan
Nomura and J.P. Morgan receive green light to set up majority-controlled securities JVs in China
SFC’s latest statement on STOs is a “step in the right direction”: FTAHK
Banks face challenge of strengthening “tone from the middle”: MAS
Market fragmentation is key concern amongst global regulators: ASIFMA
ICBC and CCB given green light to open doors at WM subsidiaries
MAS launches industry steering group to promote proper culture
Economic substance rules will have “minor” impact on HNWIs: Baker McKenzie
PBs adopt portfolio suitability approach to “take full advantage” of HKMA flexibility
New MAS rule sparks dispute between issuers and PBs on product classification
Banks can no longer rely on “my system says so” excuse
SFC inks MoU with the Netherlands on mutual recognition of funds
Client facilitation trading lacks transparency: SFC
Bank resolution regime remains top priority for HKMA
Dissatisfied clients get more choice with HKMA’s issuance of four new virtual bank licences
One-third of APAC banks confident in onboarding data management
Enforceability “not an issue” once green finance standards kick in
HKMA to create “flexible” green finance framework
Potential conflicts emerge as regulators crack down on misconduct reporting
April Regulatory Round-up: APAC regulators maintain AML focus; bank culture requires practical enforcement; concerns over conflicting cross-border regulations
APAC’s AML crackdown is “commendable but insufficient”
HK regulators urge Mainland FIs to review risky financial arrangements
PBs must look beyond awareness campaigns to achieve proper banking culture: Synpulse
Jurisdictional data protection rules may lead to conflicting requirements for PBs
ASIC’s ‘litigation first’ approach sees investigation numbers double
Interest in mid-shore hubs accelerates as economic substance requirement looms
China Regulatory Round-up: Reforms impact HNW client product preference
Proactively sharing information prevents ‘rolling bad apples’: J.P. Morgan
Nomura and J.P. Morgan receive green light to set up majority-controlled securities JVs in China
SFC’s latest statement on STOs is a “step in the right direction”: FTAHK
