Hong Kong’s financial regulators have introduced a new ‘streamlined approach’ for assessing suitability requirements for sophisticated professional investors (SPIs). The new guidance reflects a “balanced” approach, a compliance expert has told Asian Private Banker. In addition, Hong Kong’s regulators are looking at allowing equity funds to be sold through the Wealth Connect, along with other enhancements. The HKMA and SFC…
To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
Subscriber Only Content
This article is available on a corporate subscription with Asian Private Banker. Please login or subscribe to view this content.
Need help? Please see our FAQ Guide or email [email protected]
Have a confidential tip? Get in touch [email protected]
