
Tag Archives: Clifford Chance


Upcoming thematic review in Hong Kong spurs overhaul of PB recording for bespoke deals

Private banking regulatory checklist 2020

May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance

New MAS rule sparks dispute between issuers and PBs on product classification

2019 regulatory outlook: What’s in store for Asia’s private banks?

SFC suitability checks for complex products “a tricky area”

Fee disclosure scrutiny may not suit clients

OCBC completes NAB’s private wealth acquisition on time

SFC circular on misuse of private and discretionary funds in line with transparency drive, lawyers say

New suitability requirements enforced with questions unanswered, say lawyers

SFC’s proposed suitability requirements for online platforms will be “difficult” to meet, says law firm

Clifford Chance’s Taylor says NAB-OCBC deal was “different to others”

NAB sells private wealth business in Hong Kong and Singapore to OCBC

SFC’s incoming client suitability clause: the impact on mis-selling claims and on RM selling processes

LGT-ABN AMRO deal involved two law firms

Beef up suitability obligations as a “defence for future mis-selling claims”, says law firm

Regulatory malaise putting stress on China’s private banking industry amid capital outflows: experts

In the eye of the storm

Bank wins first HK misselling case of 2016

A matter of trust

SFC highlights “deficiencies” in KYC process

China, Hong Kong in a US IGA: deal or no deal?

Singapore signs IGA with US, more jurisdictions could follow suit

More than meets the eye to revised FATCA timeline according to Hong Kong-based legal consultant

MAS crackdown on tax evasion could see money inflow
