Tag: Clifford Chance
Upcoming thematic review in Hong Kong spurs overhaul of PB recording for bespoke deals
Private banking regulatory checklist 2020
May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance
New MAS rule sparks dispute between issuers and PBs on product classification
2019 regulatory outlook: What’s in store for Asia’s private banks?
SFC suitability checks for complex products “a tricky area”
Fee disclosure scrutiny may not suit clients
OCBC completes NAB’s private wealth acquisition on time
SFC circular on misuse of private and discretionary funds in line with transparency drive, lawyers say
New suitability requirements enforced with questions unanswered, say lawyers
SFC’s proposed suitability requirements for online platforms will be “difficult” to meet, says law firm
Clifford Chance’s Taylor says NAB-OCBC deal was “different to others”
NAB sells private wealth business in Hong Kong and Singapore to OCBC
SFC’s incoming client suitability clause: the impact on mis-selling claims and on RM selling processes
LGT-ABN AMRO deal involved two law firms
Beef up suitability obligations as a “defence for future mis-selling claims”, says law firm
Regulatory malaise putting stress on China’s private banking industry amid capital outflows: experts
In the eye of the storm
Bank wins first HK misselling case of 2016
A matter of trust
SFC highlights “deficiencies” in KYC process
China, Hong Kong in a US IGA: deal or no deal?
Singapore signs IGA with US, more jurisdictions could follow suit
More than meets the eye to revised FATCA timeline according to Hong Kong-based legal consultant
MAS crackdown on tax evasion could see money inflow
