Tag: SFC
Asset managers pile into HKMA’s tokenisation sandbox
Hedge funds are lone bright spot in 24.5% drop of Hong Kong fund market in 2Q22
Hong Kong SFC head to depart for UK regulator
Hong Kong regulators prep schemes to boost data transparency
Hong Kong’s SFC bans former BNP Paribas WM relationship manager for 27 months
Crypto unlikely to go mainstream with PBs despite interest from wealthy clients
Top five trends to watch in Hong Kong private WM regulations in 2022
December Regulatory Round-up: HKMA raises banks’ awareness of climate risks; HK, S’pore regulators join forces in curbing ramp-and-dump schemes; Singapore and China widen financial cooperation
November Regulatory Round-up: Strict HK regs limit crypto and SPAC activities for FOs; Tighter AML rules affect PB client onboarding; FI executives’ take on China’s “common prosperity” drive
Regulatory “cocoon” and China crackdown may hit Hong Kong’s prospects as crypto-trading hub
Saxo Capital Markets granted two licences in Hong Kong
Hong Kong considers tax concessions to boost family office appeal
Revised SFC guidelines add clarity to AML requirements for cross-border correspondent relationships
Fintech allows wealth managers to apply “client segment arbitrage”
August Regulatory Round-up: SFC fines UBS over multiple reg breaches; HK and SG regulators promote use of AML regtech; China strikes balance between inclusive growth and foreign investment
Hong Kong SFC steps up investigations and enforcement in 2Q21
